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The ELECTRICITY REGULATORY COMMISSIONS ACT, 1998

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THE ELECTRICITY REGULATORY COMMISSIONS 
ACT, 1998 
  
(No. 14 of 1998) 
  
CHAPTER I 
PRELIMINARY 
   
1.  Short title, extent and commencement.  
  
2.  Definitions.  
  
CHAPTER II 
CENTRAL ELECTRICITY REGULATORY COMMISSION 
  
3.   Establishment and incor poration of Central Commission  
  
4. Qualification for appointme nt of Chairperson and other 
Members of the Central Commission.   
  
5. Constitution of Selection Co mmittee to recommend Members   
  
6. Term of office, salary and a llowances and other conditions of 
service of Chairperson and Members  
  
7. Removal of Members  
  
8. Officers of the Central Commission and other staff  
  
9. Proceedings of the Central Commission  
  
10. Vacancies, etc., not to inval idate the proceedings of the 
Central Commission   
  
11. Expenses of Central Co mmission to be charged upon 
Consolidated-Fund of India  
  
12. Powers of the Central Commission  
   
CHAPTER III 
POWERS AND FUNCTIONS OF THE CENTRAL COMMISSION 
  
13. Functions of the Central Commission  
  
14. The Central Advisory Committee  
  
15. The Object of the Central Advisory Committee  
  
16. Appeal to High Court in certain cases  
   
CHAPTER IV 
STATE ELECTRICITY REGULATORY COMMISSION 
  
17. Establishment and incorporation of State Commission  
  
18. Constitution of Selection Commi ttee by the State Government.   
  
19. Term of office, salary and a llowances and other conditions of 
service of Chairperson and Members    
  
20.  Removal of Members  
  
21. Officers of the State Commission and other staff 
  
CHAPTER V 
POWERS AND FUNCTIONS OF THE STATE COMMISSION 
  
22.  Functions of State Commission  
  
23. Application of certain provisions relating to Central 
Commission to State Commissions  
24. The State Advisory Committee  
25. Objects of the Stat e Advisory Committee  
26. Representation before State Commission  
27. Appeal to High Court in certain cases  
CHAPTER VI 
ENERGY TARIFF 
28. Determination of tariff by Central Commission  
29. Determination of tariff by State Commission  
30. Reasons for deviation by the Commissions  
CHAPTER VII 
ACCOUNTS, AUDIT AND REPORTS 
31. Budget of the Central Commission  
32. Accounts and audit of Central Commission  
33. Budget of the State Commission  
34. Accounts and audit of State Commission  
35. Annual report of Central Commission  
36. Annual report of State Commission  
CHAPTER VIII 
MISCELLANEOUS 
37. Transparency in Commissions  
38. Directions by Central Government  
39. Directions by State Government  
  
40. Members, officers and employ ees of Central Commission to be 
public servants   
  
41. Special provision relating to the Orissa ElectricityReform Act, 
1995 or Haryana State Electricity
 
Reform Act, 1997  
42. Proceedings before the Commission  
43. Protection of action taken in good faith    
44. Punishment for non-compliance of orders or directions under 
the Act     
  
45. Punishment for non-compliance of directions given by a 
Commission  
  
46. Power of seizure  
  
47. Offence by companies  
  
48. Cognizance of offences  
  
49. Inconsistency in laws  
  
50. Delegation  
  
51. Amendment of Act 54 of 1948  
  
52. Overriding effect  
  
53. Power to give directions  
  
54. Power of Central Government to make rules  
  
55. Power of Central Commi ssion to make regulations  
  
56. Rules and regulations to be laid before Parliament  
  
57. Power of State Government to make rules  
  
58. Power of State Commissi on to make regulations  
  
59. Rules and regulations to be laid before State Legislature  
  
60. Power to remove difficulties  
  
61. Repeal and Saving  
  
THE ELECTRICITY REGULATORY COMMISSIONS 
ACT, 1998 
  
(No. 14 of 1998)1 
  
[2nd July 1998] 
1.  PUBLISHED IN THE GAZETTE OF  INDIA, EXTRAORDINARY, PART II, 
SEC. 1 DATED 2ND JULY, 1998 (W.E.F. 25TH APRIL, 1998). 
  
 An Act to provide for the establishm ent of a Central El ectricity Regulatory 
Commission and State Electricity Regulatory Commissions, rationalization 
of electricity tariff, transparent polic ies regarding subsidies, promotion of 
efficient and environmentally beni gn policies and matters connected 
therewith or incidental thereto. 
  
Be it enacted by Parliament in the Fort y-ninth Year of the republic of India 
as follows: 
  
STATEMENT OF OBJECTS AND REASONS 
  
India's power sector is beset by problems that impede its capacity to 
respond to the rapidly growing demand for energy brought about by 
economic liberalisation.  Despite the stated desire for reform and the initial 
measures that have been implemented, serious problems persist.  As the 
problems of the Power Sector deepen, reform becomes increasingly 
difficult underscoring the need to act dec isively and without delay.  It is 
essential that the Government exit  implement significant reforms by 
focussing on the fundamental issues faci ng the power sector, namely the 
lack of rational retail tariffs, the high level of cross-subsidies, poor planning 
and operation, inadequate capacity, t he neglect of the consumer, the 
limited involvement of private sector skills and resources and the absence 
of an independent regulat ory authority, Consid ering the paramount 
importance of restructure power sect or, Government of India organised 
two Conferences of Chie Ministers to discuss the whole gamut of issues in 
the power sector and the outcome of these meeti ngs was the adoption of 
the Common Minimum National Action Plan for Power (CMNPP). 
  
2.  The CMNPP recognised that the gap between dem and and supply of 
power is widening and a cknowledged that the financia l position of State 
Electricity Boards is fast deteriora ting and the future development in the 
power sector cannot be su stained without vi able State Electricity Boards 
and improvement of their operational performance.  The CMNPP identified 
creation of regulatory Commission as a step in this direction and 
specifically provided for establishment of the Central Electricity Regulatory 
Commission (CERC) and State Electr icity Regulatory commissions 
(SERCs).  After the finalisation of  the, national a genda contained in 
CMNPP, the Ministry of Power a ssigned the task of studying the 
restructuring needs of the regulatory  system to Administrative Staff 
College of India (ASCI), Hyder abad.  The ASCI report strongly 
recommended the creation of inde pendent Electricit y Regulatory 
Commissions both at the Centre and the States. 
  
3. To give effect to the aforesai d proposals, the Elec tricity Regulatory 
Commissions Bill. 1997 was introduced in the Lok Sabha on 14th August, 
1997, However it could not be pass ed due to the disso lution of the 
Eleventh Lok Sabha.  This has resulted in delay in establishing the 
Regulatory Commissions leading to c onfusion and misgiv ings in various 
sections about the commitment of t he Government to the reforms and 
restructuring of the power  sector.  Needless to say, this has also slowed 
down the flow of public and private inve stment in power se ctor.  Since it 
was considered necessary to ensure the speedy establishment of the 
Regulatory Commissions and as Parliament was not in session, the 
President promulgated the Electricity Regulatory Commissions Ordinance, 
1998 on 25th day of April, 1998. 
  
4. The salient features of the -said Ordinance are as follows: - 
  
(a) It provides for the establishment of a Central Electricity Regulatory 
Commission at the Central level and State Electricity Commissions 
at the State levels-, 
  
(b) The main functions of CERC are: - 
  
(i) To regulate the tariff of generating companies owned or 
controlled by the Central Government; 
  
(ii) To regulate inter-State transmission including tariff of the 
transmission utilities; 
  
(iii) To regulate inter-State sale of power; 
  
(iv) To aid and advise the Central Government in the formulation 
of tariff policy. 
  
(c) The main functions of the SERC, to start with, shall be: - 
  
(i) To determine the tariff for elec tricity, wholesale, bulk, grid 
and retail; 
  
(ii) To determine the tariff pay able for use of the transmission 
facilities; 
  
(iii) To regulate power  purchase the procurem ent process of the 
transmission utilities; and 
  
(iv) Subsequently, as and when eac h State Government notifies, 
other regulatory functions could also be assigned to SERCS. 
  
(d) It also aims at improving the fina ncial health of the State Electricity 
Boards (SEBS) which ar e loosing heavily on account of irrational 
tariffs and lack of budgetary support from the State Governments 
as a result of which, the SEBs  have become incapable of even 
proper maintenance, leave alone purposive investment.  Further, 
the lack of creditworthiness of SEBs has been a deterrent in 
attracting investment both from t he public and private sectors.  
Hence, it is made mandatory for St ate Commissions to fix tariff in a 
manner that none of the consumers or class of consumers shall be 
charged less than fifty per cent. of the average cost of supply, it 
enables the State Governments to ex ercise the option of providing 
subsidies to weaker sections  on condition that the state 
Governments through a subsidy compensate the SEBS.  As 
regards the agriculture sector, it  provides that  if the State 
Commission considers it necessary it may allow the consumers in 
the agricultural sector to be charged less than fifty per cent, for a 
maximum period of three years from  the date of commencement of 
the Ordinance.  It also empowers t he State Government to reduce 
the tariff further but in that case it shall compensate the SEBs or its 
successor utility, the different betw een the tariff fixed by the State 
Commission and the tariff proposed by the State Government by 
providing budgetary allocations.  T herefore, it enables the State 
Governments to fix any tariff fo r agriculture and other sectors 
provided it gives subsidy to State Electricity Boards to meet the 
loss. 
  
5. The Bill seeks to replace the said Ordinance.
1 
  
1.  PUBLISHED IN THE GAZETT E OF INDIA, EXTRAORDINARY 
PT.II, SEC. 2D DATED 3RD JUNE, 1998.  
CHAPTER I 
PRELIMINARY 
  
1. SHORT TITLE, EXTENT AND COMMENCEMENT. - 
  
(l)  The Act may be called the Elec tricity Regulatory Commissions Act, 
1998. 
  
(2) It extends to the whole of Indi a except the State of Jammu and 
Kashmir. 
  
(3) It shall be deemed to have come into  force on the 25th day of April, 
1998. 
  
2.  DEFINITIONS. - In this Act, unless the context otherwise requires,- 
  
(a) “Central Commission” means the Central Electricity Regulatory 
Commission established under sub-section (1) of Sec. 3; 
  
(b) “Chairperson” means the C hairperson of the Commission; 
  
(c) “Commission” means the C entral Commission or the State 
Commission as the case may be; 
  
(d) High Court means, - 
  
(i) The High Court within the juri sdiction of which the aggrieved 
party ordinarily resides or ca rries on business or personally 
works for gain; and  
  
(ii) Where the Central Governm ent is the aggrieved party, the 
High Court within the jurisdicti on of which the respondent, or 
in a case where are more than one respondent, any of the 
respondents ordinarily resides or  carries on business or 
personally works for gain; 
  
(e) “Inter-State transmission” includes- 
  
(i) The conveyance of energy by means of a main transmission 
line from the territory of one St ate to the terr itory of another 
State; 
  
(ii) The conveyance of energy  across the territory of an 
intervening State as well as  conveyance withi n the State, 
which is incidental to such inter-State transmission of 
energy; 
  
(iii) The transmission of energy within the territory on a system 
built, owned, operated, maintai ned or controlled by a central 
transmission utility or by any  person under the supervision 
and control of a central transmission utility; 
  
(f) “Licensee” means a person licens ed under Part II of the Indian 
Electricity Act, 19 10 to suppl y energy or a person who has 
obtained sanction under Sec. 28 of that Act to engage in the 
business of supplying energy (but does not include the Board or a 
Generating company); 
  
(g) “Member” means the Member of  the Commission and includes the 
Chairperson but does not include a Member, ex-officio; 
  
(h) “Prescribed” means prescribed by rules made under this Act; 
  
(i) “Regulations” means regulations made under this Act; 
  
(j) “State Commission” means t he State Electricity Regulatory 
Commission established under sub-section (1) of Sec. 17; 
  
(k) “Transmission utility” means any Generating Company, Board, 
licensee or other person engaged in the transmission of energy; 
  
(l)  “Utility” means any person or  entity engaged in the generation, 
transmission, sale, distribution or supply, as the case may be, of 
energy; 
  
(m) Words and expressions used and not  defined in this Act but defined 
in the Electricity (Supply) Ac t, 1948 (54 of 1948) or the Indian 
Electricity Act, 1910 (9 of 1910) shall have the meanings 
respectively assigned to them in those Acts. 
  
CHAPTER II 
CENTRAL ELECTRICITY REGULATORY COMMISSION 
  
3. ESTABLISMMNT AND INCORPORATION OF CENTRAL COMMISSION.  
- 
  
(l)  The Central Government, shall, within three months from the date 
of the commencement of this Act by notification in the Official 
Gazette, establish a body to be k nown as the Central Electricity 
Regulatory Commission to exercise  the powers conferred on, and 
the functions assigned to, it under this Act. 
  
(2) The Central Commission shall be a body corporate by the name 
aforesaid, having perpetual su ccession and a common seal with 
power to acquire, hold and dispose of property, both movable and 
immovable, and to contract and shall,  by the said name, sue or be 
sued. 
  
(3) The head office of  the Central Commission shall be at such place 
as the Central Government may, by notification in the Official 
Gazette, specify. 
  
(4) The Central Commission shall c onsist of the following Members, 
namely: - 
  
(a) A Chairperson and three other Members; 
  
(b) The Chairman of the Central Electricity Authority appointed 
under sub-section (3) of Sec. 3 of the Electricity (Supply) 
Act, 1948 (54 of 1948), who shall be the Member, ex-offtcio. 
  
(5) The Chairperson and the ot her Members of the Central 
Commission shall be appointed by t he Central Government on the 
recommendation of the Selection Committee referred to in Sec. 5: 
  
Provided that nothing contained in this sub-section shall apply to 
the appointment of a person as the Chairperson, where such 
person is or has been a Judge of t he, Supreme Court or the Chief 
Justice of a High Court. 
  
4.  QUALIFICATION FOR APP OINTMENT OF CHAIRPERSON AND 
OTHER MEMBERS OF THE CENTRAL COMIMSSION. - 
  
(1)  The Chairperson and the Member s of the Central Commission shall 
be persons having adequate knowl edge, experience or shown 
capacity in dealing wit h problems relating to engineering, law, 
economics, commerce, finance or management and shall be 
appointed in the following manner, namely: - 
  
(a)  One person having qualificat ion and experience in the field 
of engineering with specialisation in generation, transmission 
or distribution of electricity;  
  
(b) One person having qualificat ion and experience in the field 
of finance; and 
  
(c) Two persons havin g qualification and exper ience in the field 
of economics, commerce, law or management 
  
Provided that not more than one  Member shall be appointed 
under the same category under Cl. (c).  
  
(2) Notwithstanding anything contained in sub-section (1), the Central 
Government may appoint any pers on as the Chairperson from 
amongst persons who is or has  been a Judge of the Supreme 
Court or the Chief Justice of a High Court: 
  
Provided that no appointment under this sub-section shall be made 
except after consultation with the Chief Justice of India. 
  
(3) The Chairperson or any other Member of the Central Commission 
shall not hold any other office. 
  
(4) The Chairperson shall be the Chief Executive of the Central 
Commission. 
  
5.  CONSTITUTION OF SELEC TION COMMITTEE TO RECOMMEND 
MEMBERS. - 
  
(1)  The Central Government shall, for the purpose of sub-section (5) of 
Sec. 3, constitute a Selection Committee consisting of- 
  
(a) Member of the Pl anning Commission in charge of the energy 
section                                        
  
--
Chairperson; 
  
(b)  Secretary-in-charge of t he Ministry of the Central 
Government dealing with the Department of Le al Affairs  
         
  --Member; 
  
  
(c) Chairman of the Public Enterprises Select ion Board                                          
  
-Member; 
  
(d) A person to be nominated by the Central Government in 
accordance with sub-section (2)     
 -Member; 
  
(e)  A person to be nominated by  the Central Government in 
accordance with sub-section (3)     
 --Member; 
  
(f)  Secretary-in-charge of t he Ministry of the Central 
Government dealing with Power;     
 -Member. 
  
(2) For the purposes of Cl. (d) of subsection (1), the Central 
Government shall nominate from amongst persons holding the post 
of Chairman or Managing Director, by whatever name called, of any 
public financial institution specifi ed in Sec. 4-A of the Companies 
Act, 1956 (I of 1956). 
  
(3) For the purposes of Cl. (e) of  sub-section (1), the Central 
Government shall nominate from amongst persons holding the post 
of Director or the head of the institut ion, by whatever name called, 
of any research, technical or m anagement institution notified by the 
Central Government in the Official Gazette for this purpose. 
  
(4) Secretary-in-charge of  the Ministry of the Central Government 
dealing with Power shall be Conveners of the Selection Committee. 
  
(5) The Central Government shall within one month from the date of 
occurrence of any vacancy by r eason of death, resignation or 
removal of the Chairperson or a Member and six months before the 
superannuation or end of  tenure of any Chai rperson or Member, 
make a reference to the Selection Committee for filling up of the 
vacancy. 
  
(6) The Selection Committee sha ll finalise the selection of the 
Chairperson and Members within one month from  the date on 
which the reference is made to it. 
  
(7) The Selection Committee sha ll recommend a panel of two names 
for every vacancy referred to it. 
  
(8) Before recommending arty person for appointment as a 
Chairperson or other Member of  the Central Commission, the 
Selection Committee shall satisfy it self that such person does not 
have any financial or other interest, which is likely to affect 
prejudicially his functions as a Member. 
  
(9) No appointment of the Chairp erson or other Me mber shall be 
invalid merely by reason of any vacancy in the Selection Committee 
  
6.  TERM OF OFFICE, SALA RY AND ALLOWANCES AND OTHER 
CONDITIONS OF SERVICE OF CHAIRPERSON AND MEMBERS. - 
  
(l)  The Chairperson or other Member  shall hold office as such for a 
term of five years from the date on  which he enters upon his office, 
but shall not be eligible for re-appointment: 
  
Provided that no Chairperson or ot her Member shall hold office as 
such after he has attained, - 
  
(a) In the case of the Chairpers on, the age of sixty-five years, 
and 
  
(b) In the case of any other Me mber, the age of sixty-two years. 
  
(2) The salary and allowances pay able to and the other terms and 
conditions of service of the Chai rperson and other Members shall 
be such as may be prescribed. 
  
(3) The salary, allowances and other conditions of service of the 
Chairperson and the Members shall not be varied to their 
disadvantage after appointment. 
  
(4) The Chairperson and every Member shall before entering upon his 
office, make and subscribe to, an oat h of office and of secrecy in 
such form and in such manner and before such authority as may be 
prescribed. 
  
(5) Notwithstanding anyth ing contained in sub-section (1), Chairperson 
or any Member may- 
  
(a) Relinquish his office by givi ng in writing to the President 
notice of not less than three months; or 
  
(b) Be removed from his office in accordance with the provisions 
of Sec. 7. 
  
(6) The Chairperson or any Member ceasing to hold office as such 
shall- 
  
(a)  Be ineligible for further  employment under the Central 
Government or any State Gove rnment for a period of two 
years from the date he ceased to hold such office; 
  
(b) Not accept any commercial employment for a period of two 
years from the date he ceased to hold such office; 
  
(c) Not represent any person bef ore the Central Commission or 
a State Commission in any manner. 
  
Explanation-For the purposes of this sub-section, - 
  
(i) “Employment under the C entral Government or under 
the State Government” in cludes employment under 
any local or other authority within the territory of India 
or under the control of t he Central Government or 
State Government or under any corporation or society 
owned or controlled by the Government; 
  
(ii) “Commercial employment ” means employment in any 
capacity under, or agency of, a person engaged in 
trading, commercial, industrial or financial business in 
the electricity industry and incl udes also a director of 
a company or partner of a firm and it also includes 
setting up practice either i ndependently or as partner 
of a firm or as an adviser or a consultant.  
  
7. REMOVAL OF MEMBERS. – 
  
(1)  Subject to the provisions of sub-  section (3), any  Member of the 
Central Commission shall only be re moved from his office by order 
of the President on the ground of  proved misbehaviour after the 
Supreme Court, on reference being made to it by the President, 
has, on an inquiry, held in a ccordance with the procedure 
prescribed in that behalf by the Supreme Court, reported that the 
Member, ought on any such ground to be removed. 
  
(2) The President may suspend any Member of the Central 
Commission in respect of whom a reference has been made to the 
Supreme Court under sub-section (1) until the President has 
passed an order on receipt of the report of the Supreme Court. 
  
(3) Notwithstanding anything cont ained in sub-section (1), the 
President may by order remove from  office the Chairperson or any 
other Member, if the Chairperson or such other Member, as the 
case may be, - 
  
(a) Has been adjudged an insolvent; or 
  
(b) Has been convicted of an offenc e which, in the opinion of the 
Central Government, involves moral turpitude; or 
  
(c) Has become physically or mentally incapable of acting as a 
Member; or 
  
(d) Has acquired such financial or other interest as is likely to 
affect prejudicially his functions as a Member; or 
  
(e) Has so abused his position as to render his continuance in 
office prejudicial to the public interest. 
  
(4) Notwithstanding anyth ing contained in sub-section (3), no Member 
shall be removed from his office on the ground specified in Cl. (d) 
or Cl. (e) of that sub-secti on unless the Supreme Court, on a 
reference being made to it in th is behalf by the President, has, on 
an enquiry, held by it in accordance with such procedure as 
prescribed in this behalf by the Supreme Court, reported that the 
Member ought on such ground or grounds to be removed. 
  
8.  OFFICERS OF THE CENTRA L COMMSSION AND OTHER STAFF. - 
  
(1)  The Central Commission may appoint  a Secretary to exercise and 
perform under the control of the Chairperson such duties and 
powers as may be specified by r egulations made by the Central 
Commission. 
  
(2) The Central Commission may, with the approval of the Central 
Government, determine the number, nature and categories of other 
officers and employees required to  assist the Central Commission 
in the discharge of its functions. 
  
(3) The salaries and allowances pay able to and other conditions of 
service of the Secretary, offi cers and other employees shall be 
such as may be determined with th e approval of the Central 
Government by regulations. 
  
(4) The Central Commission may appoint consultants required to assist 
the Central Commission in the disc harge of its functions on terms 
and conditions as may be determined by regulations made by the 
Central Commission. 
  
9. PROCEEDINGS OF THE CENTRAL COMMISSION. - 
  
(1)  The Central Commission shall meet  at the head office  or any of its 
offices at such times as the C hairperson may direct, and shall 
observe such rules of procedure in regard to the transaction of 
business at its meetings (including the quorum at its meetings) as 
may be determined by regulations.  
  
(2) The Chairperson or, if he is unable to attend a meeting of the 
Central Commission, any other  Member nominated by the 
Chairperson in this behalf and, in  the absence of such nomination 
or where there is no Chairper son, any Member chosen by the 
Members present from  among themselves, shall preside at the 
meeting. 
  
(3) All questions which come up bef ore any meeting of the Central 
Commission shall be decided by a majority of votes of the Members 
(including the Member ex-offtcio ) present and voting, and in the 
event of an equality of votes, the Chairperson or the person 
presiding shall have the right to exercise a second or casting vote. 
  
(4) Save as otherwise provided in s ub-section (3), every Member of the 
Board shall have one vote. 
  
(5) All orders and decisions of the Central Commission shall be 
authenticated by the Secretary or any  other officer of the Central 
Commission duly authorised by the Chairperson in this behalf. 
  
10. VACANCIES ETC., NOT TO INAV ALIDATE, THE  PROCEEDINGS OF 
CENTRAL COMMISSION.- No act or proceedings of the Central 
Commission shall be questioned or shall be invalidated merely on the 
ground of existence of any vacancy or defect in the constitution of the 
Central Commission. 
  
11.  EXPENSES OF CENTRAL COMMISSI ON TO BE CHARGED UPON 
CONSOLIDATED FUND OF INDIA. - The expenses of the Central 
Commission including all salaries and allowances payable to, or in respect 
of, the Chairperson and the Member s of the Central Commission shall be 
charged upon the Consolidated Fund of India. 
  
12.  POWERS OF THE CENTRAL COMMISSION. - The Central Commission 
shall, for the purposes of any inquiry or proceedings under this Act have 
the powers as are vested in a Civil  Court under the Code of Civil 
Procedure, 1908 (5 of 1908) in respect of the following matters, namely, - 
  
(a) The summoning and enforcing of  attendance of any witness and 
examining him on oath; 
  
(b) The discovery and production of any document or other material 
object producible as evidence; 
  
(c) The reception of evidence on  affidavits; 
  
(d) The requisition of any public record; 
  
(e) The issue of commission fo r examination of witnesses; 
  
(f)  Review its decisions , directions and orders; 
  
(g)  Any other matter, which may be prescribed. 
  
CHAPTER III 
  
POWERS AND FUNCTIONS OF THE CENTRAL COMMISSION 
  
13.  PUNCTIONS OF THE CENTRAL COMMISSION . -The Central 
Commission shall discharge all or any of the following functions, namely: - 
  
(a) To regulate the tariff of Gener ating Companies owned or controlled 
by the Central Government; 
  
(b) To regulate the tariff of G enerating Companies, other than those 
owned or controlled by the Central Government specified in Cl. (a), 
if such Generating Companies enter into or otherwise have a 
composite scheme for generation and sa le of electricity in more 
than one State-,  
  
(c) To regulate the inter-State transmi ssion of energy including tariff of 
the transmission utilities; 
  
(d) To promote competition, effici ency and economy in the activities of 
the electricity industry; 
  
(e) To aid and advise the Central Gove rnment in the formulation of tariff 
policy which shall be, - 
  
(i) Fair to the consumers; and 
  
(ii) Facilitate mobilisation of adequate resources for the power 
sector; 
  
(f)  To associate with the environm ental regulatory agencies to develop 
appropriate policies and procedures for environmental regulation of 
the power sector; 
  
(g)  To frame guidelines in matte rs relating to electricity tariff, 
  
(h) To arbitrate or adjudicate upo n disputes involving Generating 
Companies or transmission utilities in  regard to matters connected 
with Cls. (a) to (c) above; 
  
(i) To aid and advise the Central Government on any other matter 
referred to the Central Commission by that Government. 
  
14. THE CENTRAL ADVI SORY COMMITTEE. - 
  
(1)  The Central Commission may, by not ification, establish with effect 
from such date as it may specify in such notification. a Committee 
to be known as the Central Advisory Committee,. 
  
(2) The Central Advisory Committee shall consist of riot more than 
thirty-one members to represent  the interests of commerce, 
industry, transport, agricultu re, labour, consumers, non-
governmental organisations arid academic and research bodies in 
the energy sector. 
  
(3) The Chairperson and Members of the Central Commission shall be 
ex-officio Chairperson and ex-offtc io Members of the Central 
Advisory Committee. 
  
15.  THE OBJECT OF THE CENTRAL ADVISORY COMMITTEE  -The objects 
of the Central Advisory Committee shall be to advise the Central 
Commission on, - 
  
(i) Major questions of policy; 
  
(ii) Matters relating to quality, cont inuity and extent of service provided 
by the licensees; 
  
(iii) Compliance by licensees with the conditions and requirements of 
their licence: 
  
(iv) Protection of c onsumer interest: and 
  
(v) Energy supply and overall standar ds of performance by utilities. 
  
16.  APPFAL TO HIGH COURT IN CERTAIN CASES. - 
  
(1)  Any person aggrieved by any decis ion or order of the Central 
Commission may file an appeal to the High Court. 
  
(2) Except as aforesaid, no appeal or  revision shall lie to any Court 
from any decision or order of the Central Commission. 
  
(3) Every appeal under this section shall be preferred within sixty days 
from the date of communication of  the decision or  order of the 
Central Commission to the person aggrieved by the said decision 
or order:  
  
Provided that the High Court may entertain an appeal after the 
expiry of the said period of sixty days if it is satisfied that the 
aggrieved person has sufficient caus e for not preferring the appeal 
within the said period of sixty days. 
  
CHAPTER IV 
STATE ELECTRICITY REGULATORY COMMISSION 
  
17. ESTABLISHMENT AND INCORPORATION OF STATE COMMISSION.  - 
  
(1)  The State Government may, if it deems fit, by notification in the 
Official Gazette, establish, for the purposes of this Act, a 
Commission for the State to be know n as the (name of the State) 
Electricity Regulatory Commission. 
  
(2) The State Commission shall be a body corporate by the name 
aforesaid, having perpetual succession and a common seal, with 
power to acquire, hold and dispose of property, both movable and 
immovable, and to contract and shall,  by the said name, sue or be 
sued. 
  
(3) The head office of the State Co mmission shall be at such place as 
the State Government may, by notif ication in the Official Gazette, 
specify. 
  
(4) The State Commission shall consist of not more than three 
Members including the Chairperson. 
  
(5) The Chairperson and  the Members of the State Commission shall 
be persons of ability, integrit y and standing who have adequate 
knowledge of, and have shown capac ity in dealing with problems 
relating to engineering, finance, commerce, economics, law or 
management. 
  
(6) The Chairperson and  the Members of the State Commission shall 
be appointed by the State Government on the recommendation of a 
Selection Committee referred to in Sec. 18. 
  
(7) Notwithstanding anything contained in  sub-section (5) or subsection 
(6), the State Government may appoint any person as the 
Chairperson from amongst persons who is or has been a Judge of 
a High Court: 
  
Provided that no appointment under this sub-section shall be made 
except after consultation with the Chief Justice of that High Court. 
  
(8) The Chairperson shall be the chief executive of the State 
Commission. 
  
(9) The Chairperson or any other Member of the State Commission 
shall not hold any other office. 
  
18.  CONSTITUTION OF SELECTION COMMITEE BY THE STATE 
GOVERNMENT. - 
  
(1) The State Government shall, for the purposes of selecting the 
Members of the State Electricity Commission, constitute a Selection 
Committee consisting of,- 
  
(a) A person who has been a Judge of the High Court;  
-Chairperson  
  
(b)  The Chief Secretary of the concerned State; -Member; 
  
(c) The Chairperson or a member  of the Central Electricity 
Regulatory Authority.                                    
-Member: 
  
Provided that nothing contained in this clause shall apply to the 
appointment of a person as the C hairperson who is  or has been a 
Judge of the High Court. 
  
(2) No appointment of a Member shall be invalid merely by reason of 
any vacancy in the Selection Committee. 
  
(3) The State Government shall wi thin one month from the date of 
occurrence of any vacancy by r eason of death, resignation or 
removal and six months before the superannuation or end of tenure 
of any Chairperson or a Member, make a reference to the Selection 
Committee for filling up of the vacancy. 
  
(4) The Selection Committee sha ll finalise the selection of the 
Members within one month from the date on wh ich the reference is 
made to it. 
  
(5) The Selection Committee sha ll recommend a panel of two names 
for every vacancy referred to it. 
  
(6) Before recommending any person for appointment as a Member, 
the Selection Committee shall satisf y itself that such person does 
not have any financial or other intere st, which is likely to affect 
prejudicially his functions as a Member. 
  
19.  TERM OF OFFICE, SALA RY AND ALLOWANCES AND OTHER  
CONDITIONS OF SERVICE CHAIRPERSON AND MEMBERS. – 
  
(1)  The Chairperson or other Member  shall hold office as such for a 
term of five years from the date on  which he enters upon his office, 
but shall not be eligible for re-appointment: 
  
Provided that no Chairperson or ot her Member shall hold office as 
such after he has attained, - 
  
(a) In the case of the Chairpers on, the age of sixty-five years, 
and 
  
(b) In the case of any other Me mber, the age of sixty-two years. 
  
(2) The salary and allowances pay able to and the other terms and 
conditions of service of the Members of, the State Commission 
shall be such as may be prescribed by the State Government. 
  
(3) The salary, allowances and other conditions of service of the 
Members, shall not be varied to their disadvantage after 
appointment. 
  
(4) Every Member of the State Co mmission shall, before entering upon 
his office, make and subscribe to, an oath of office and of secrecy 
in such form and in such manner and before such authority as may 
be prescribed. 
  
(5) Notwithstanding anything contained in  sub-section (1) or subsection 
(2), a Member may- 
  
(a) Relinquish his office by givi ng in writing to the Governor 
notice of not less than three months; or 
  
(b) Be removed from his office in accordance with the provisions 
of Sec. 20. 
  
(6) Any Member ceasing to hold office as such shall- 
  
(a) Be ineligible for further  employment under the Central 
Government or any State Gove rnment for a period of two 
years from the date he ceased to hold such office; 
  
(b) Not accept any commercial employment for a period of two 
years from the date he ceased to hold such office, 
  
(c) Not represent any person bef ore the Central Commission or 
State Commission in any manner. 
  
Explanation-For the purposes of this sub-section, -   
  
(i) “Employment under the C entral Government or under 
the State Government” in cludes employment under 
any local or other authority within the territory of India 
or under the control of the Central Government or a 
State Government or under any corporation or society 
owned or controlled by the Government; 
  
(ii) “Commercial employment ” means employment in any 
capacity under, or agen cy of, a person engaged in 
trading, commercial, industrial or financial business in 
the electricity industry and incl udes also a director of 
a company or partner of a firm and it also includes 
setting up practice either i ndependently or as partner 
of a firm or as an adviser or a consultant. 
  
20.  REMOVAL OF MEMBERS. – 
  
(1)  Subject to the provisions of sub-section (3), any Member of the 
State Commission shall only be remov ed from his office by order of 
the Governor on the ground of pr oved misbehaviour after the High 
Court, on reference being made to it by the Governor, has, on 
inquiry held in accordance with t he procedure pres cribed in that 
behalf by the High Court, reported that the Member, ought on any 
such ground to be removed. 
  
(2)  The Governor may suspend any Member of the State Commission 
in respect of whom a referenc e has been made to the High Court 
under subsection (1) until the Gove rnor has passed orders on the 
receipt of the report of the High Court on such reference. 
  
(3) Notwithstanding anything cont ained in sub-section (1), the 
Governor may by order remove from office the Member if he- 
  
(a) Has been adjudged an insolvent; or 
  
(b) Has been convicted of an offenc e which, in the opinion of the 
State Government, involves moral turpitude; or 
  
(c) Has become physically or mentally incapable of acting as a 
Member; or 
  
(d) Has acquired such fin ancial or other interest as is likely to affect 
prejudicially his functions as a Member; or 
  
(e) Has so abused his position as to render his continuance in office 
prejudicial to the public interest. 
  
(4) Notwithstanding anyth ing contained in sub-section (3), no Member 
shall be removed from his office on the ground specified in Cl. (d) 
or Cl. (e) of that sub-section unl ess the High Court on a reference 
being made to it in this behalf by the Governor, has, on an enquiry, 
held by it in accordance with such  procedure as prescribed in this 
behalf by the High Court, reported that the Member ought on such 
ground or grounds to be removed. 
  
21.   OFFICERS OF THE STATE COMMISSION AND OTHER STAFF. - 
  
(1)  The State Commission may appoint  a Secretary to exercise and 
perform under the control of the Chairperson such duties and 
powers as may be specified by regulations made by the State 
Commission. 
  
(2) The State Commission may, wit h the approval of the State 
Government, determine the number, nature and categories of other 
officers and employees required to assist the State Commission in 
the discharge of its functions. 
  
(3) The salaries and allowances pay able to and other conditions of 
service of the Secretary, offi cers and other employees shall be 
such as may be determined by regulat ions with the ap proval of the 
State Government. 
  
(4) The State Commission may appoint consultants required to assist 
the State Commission in the discharge of its functions on terms and 
conditions as may be determined by regulations by the State 
Commission. 
  
CHAPTER V 
  
POV%TERS AND FUNCTIONS OF THE STATE COMMISSION 
  
22. FUNCTIONS OF STATE COMMISSION . – 
  
(1)  Subject to the provisions of Chapter III, the State Commission shall 
discharge the following functions, namely:- 
  
(a) To determine the tariff for electr icity, wholesale, bulk, grid or 
retail, as the case may be, in the manner provided in Sec. 
29, 
  
(b) To determine the tariff payable for use of transmission 
facilities in the manner provided in Sec. 29; 
  
(c) To regulate power purchase an d procurement process of the 
transmission utilities and distribu tion utilities including the 
price at which the power shall be procured from the 
Generating Companies, generating stations or from other 
sources for transmission, sale, distribution and  supply in the 
State; 
  
(d) To promote competition,  efficiency and economy in the 
activities of the electricity industry to achieve the objects and 
purposes of this Act. 
  
(2) Subject to the provisions of C hapter III and without prejudice to the 
provisions of sub-section (1), the State Government, may by 
notification in the Official Gazette, confer any of the following 
functions upon the State Commission, namely: - 
  
(a) To regulate the investm ent approval for generation, 
transmission, distribution and s upply of electricity to the 
entities operating within the State; 
  
(b) To aid and advise the State Government, in matters 
concerning electricity generatio n, transmission, distribution 
and supply in the State; 
  
(c) To regulate the operation of  the power system within the 
State; 
  
(d) To issue licences for trans mission, bulk supply, distribution 
or supply of electricity and determine the conditions to be 
included in the licences, 
  
(e) To regulate the working of the licensees and other persons 
authorised or permitted to engage in  the electricity industry 
in the State and to  promote their work ing in an efficient, 
economical and equitable manner; 
  
(d)  To require licensees to formulate perspective plans and 
schemes in co-ordination with  others for the promotion of 
generation, transmission, distri bution, supply and utilisation 
of electricity, quality of se rvice and to devise proper power 
purchase and procurement process; 
  
(g) To set standards for the el ectricity industry in the State 
including standards relating to  quality, continuity and 
reliability of service; 
  
(h) To promote competitiveness and make avenues for 
participation of private sector in the electricity industry in the 
State, and also to ensure a fair deal to the customers;  
  
(i) To lay down and enforce safety standards; 
  
(j) To aid and advise the State Government in the formulation 
of the State power policy; 
  
(k) To collect and record info rmation concerning the generation, 
transmission, distribution and ut ilisation of electricity; to 
collect and publish data and forecasts on the demand for, 
and use of, electricity in the State and to require the 
licensees to collect and publish such data; 
  
(m) To regulate the assets, properti es and interest in properties 
concerning or related to the el ectricity industry in the State 
including the conditions governing entry into, and exit from, 
the electricity industry in such manner as to safeguard the 
public interest; 
  
(n) To adjudicate upon the dis putes and differences between 
the licensees and utilities and to refer the matter for 
arbitration; 
  
(o) To co-ordinate with environm ental regulatory agencies and  
to evolve policies and procedures for appropriate 
environmental regulations of the electricity sector and utilities 
in the State; and 
  
(p) To aid and advise the State Government on any other matter 
referred to the State Commission by such Government. 
  
(3)  The State Commission shall exercise  its functions in conformity 
with the national power plan. 
  
23.   APPLICATION OF CERTAIN PROVISIONS RELATING TO CENTRAL 
COMMISION TO STATE COMMISSIONS. - The provisions of Sees. 9, 10 
and 12 shall apply to a St ate Commission and shall have effect, subject to 
the following modifications, namely: - 
  
(a) References to “Central Commission” shall be construed as 
references to “State Commission”; 
  
(b)  In sub-section (3) of Sec. 9,  the brackets and words “(including the 
Member ex-offtcio)” shall be omitted. 
  
24. THE STATE ADVISORY COMMITTEE. – 
  
(1)  The State Commission may, by notification, est ablish with effect 
from such date as it may specify in such notification, a Committee 
to be known as the State Advisory Committee. 
  
(2) The State Advisory Committee shall consist of not more than 
twenty-one members to represent the interests of commerce, 
industry, transport, agricultu re, labour, consumers, non-
governmental organisations and ac ademic and research bodies in 
the energy sector. 
  
(3) The Chairperson and  the Members of the State Commission shall 
be ex-officio Chairperson and ex-o fficio Members of the State 
Advisory Committee. 
  
25. OBJECTS OF THE STATE ADVISORY COMMITEE. - The objects of the 
State Committee shall be to advise the Commission on- 
  
(i) Major questions of policy; 
  
(ii) Matters relating to quality, cont inuity and extent of service provided 
by the licensees; 
  
(iii) Compliance by licensees with the conditions and requirements of 
their licence; 
  
(iv)  Protection of consumer interest; and 
  
(v) Energy supply and overall standar ds of performance by utilities. 
  
26.  REPRESENTATION BE FORE STATE COMMISSION. - The State 
Commission shall authorise any person as it deems fit to represent the 
interest of the consumers in all the proceedings before it. 
  
27.  APPEAL TO HIGH COURT IN CERTAIN CASES 

Excerpt shown. Open the full act in Lexace.

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