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The Uttarakhand Petroleum and Energy Studies Act

Uttarakhand · state statute
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THE 3{UPES} ACT, 2003 
[Act No. 15 of 2003] 
 
AN 
ACT 
           to establish and incorporate an University in the name of 3{UPES} with facilities for education, 
training and research in the areas of petroleum and Energy studies and related areas sponsored by  
Hydrocarbons Education & Research Society, registered under Societies Registration Act, 1860 at New 
Delhi.  
            It is hereby enacted in the fifty fourth year of the Republic of India as follows: 
 
CHAPTER -1 
Preliminary 
 
Short title and 
commencement  
1- (1) This Act may be called the 3{UPES} Act, 2003. 
(2) It shall be deemed to have come into force on the date, the notification is 
issued by the State Government. 
 
Definitions  2- In this Act, unless the context otherwise requires:-- 
(a) “Academic Council” means the Academic Council of the University; 
(b) “Board of Governors” means the Board of Governors of the University; 
(c) “Career Academy Centre” means a centre established, maintained of 
recognized by the University for the purpose of receiving telecast, e -mail, 
internet, interactive talk back, conduction training, organize lectures, seminars 
and workshops, advising, counseling or rendering any other assistance 
required by the students; 
(d) “Chancellor” means the Chancellor of the University; 
[(e) “Constituent College” me ans a college or institution within the State 
maintained by the University;]2 
(f) “Council for Technical Education” means the All India Council for Technical 
Education established under section (3) of the All India Council for Technical 
Education Act, 1987; 
[(g) “Distance Education system” means the system of imparting education with in 
the State through any means of information technology and communication 
such as multimedia, broadcasting, telecasting online o n internet, other 
interactive metho ds, e -mail, internet, computer, e-learning, correspondence 
course or a combination of any two or more of such means;]2 
(h) “Employee” means employee appointed by the University and includes 
teachers and other staff of the University or a constituent college;  
(i)  “Faculty” means faculty of the University; 
(j)  “Finance Committee” means the Finance Committee of the University; 
(k)  “Government” means the Government of [Uttarakhand]1 ; 
 
1. Substituted by section 2 of Uttarakhand Act No. 06 of 2010. 
2. Subs. by section 3 ibid.  
3. Subs name by section 2 of Uttarakhand Act no 19 of 2022. 
  (l)  “Hall” means a unit of residence for students maintained or recognized by the 
University or a constituent college; 
(m) 3¿“Hydrocarbons Education And Research Society” means society registe red 
under S ocieties Registration Act, 1860 having registered office presently at  
210, 2nd Floor, Okhla Industrial Estate, Phase III, Okhla, New Delhi 110020;À 
(n) “Prescribed” means prescribed by the statutes; 
(o) “Principal” in relation to a constituent college, means the head of the 
constituent college, and includes, where there is no principal , the Vice 
principal or any other person for the time being appointed to act as principal; 
(p)  “Registrar” means the Registrar of the University; 
(q)  “Regional Centre” means a centre established or maintained by the University 
for the purpose of co -ordination and supervising the work of study centers in 
any region and for performing such other functions as may be conferred on 
such centre by the Board of Management; 
(r)  “State” means State of [Uttarakhand]1 ; 
(s) “Statutes” and Rules” mean, respectively, the statutes and Rules of the 
University; 
[(t) “Study Centre” means a centre within the State, established, maintained and  
recognized by the University for the pu rpose of advising, counseling or for 
rendering such other assistance required by the students;]2 
(u) “Teacher” means a professor, Associate Professor, Assistant Professor/Lecturer 
or such other person as may be a ppointed for imparting instruct ion or 
conduction research in the University or in a Constituent College and includes 
the principal of constituent college; 
(v) “UGC” means University Grants Commission established under university 
Grants Commission Act, 1956; 
[(w) “University’ mea ns proposed University of Petroleum a nd Energy Studies 
established under this Ac  which shall function with on the State of 
Uttarakhand and shall comply with the orders and guidelines of the University 
Grants Commission;]2 
(x)  “Visitor” means the Visitor of the University. 
  CHAPTER -2 
The University and its Objects 
Proposal for 
the establish -
ment of the 
University 
3- (1) Hydrocarbons Education and Research Society, New Delhi shall have the 
right to establish the University in accordance with the provisions of this Act. 
(2) An application containing the proposal to establish a University shall be made 
to the State Government by the Hydrocarbons Education And Research 
Society. The proposal shall contain the following particulars, namely:- 
(a) the objects of the University along with the de tails of the Hydrocarbons 
Education And Research Society;  
(b) the extent and status of the University and the availability of land; 
 
  
1. Substituted by section 2 of Uttarakhand Act No. 06 of 2010. 
2. Subs. by section 3 ibid. 
3. Subs. by section 4 of UK Act no 24 of 2018. 
  (c) the nature and type of programmes of study and research to be undertaken 
in the University during a period of the next five years; 
(d) the nature of faculties, courses of study and research proposed to be 
started; 
(e) the campus development such as buildi ngs, equipment and structural 
amenities; 
(f) the phased outlays of capital expenditure for a period of the next five 
years; 
(g) the item wise recurring expenditure, sources of finance and estimated 
expenditure for each student; 
(h) the scheme for mobilizing resources and the cost of capital thereto and the 
manner of repayments to each source; 
(i) the scheme of generation of funds internally through the recovery of fee 
from students, revenues anticipated from consultancy and other activities 
relating to the objects of the University and other anticipated incomes; 
(j) the details of expenditure on unit cost, the extent of concessions or rebates 
in fee freeship and scholarship for students belonging to economically 
weaker sections and the fee structure indicating varying rate of f ee, if any, 
that would be levied on non resident Indians and students of other 
nationalities; 
(k) the years of experience and expertise in the concerned discipline at the 
command of the Hydrocarbons Education And Research Society as well 
as the financial resources; 
(l) the system for selection of students to the courses of study at the 
University ; and 
(m) status of fulfillment of such other conditions as may be required by the 
State Government to be fulfilled before the establishment of the 
University. 
Establishment 
of University 
4- (1) Where the state Government, after such inquiry as it may deem necessary, is 
satisfied that hydrocarbons Education And Research Society has fulfilled the 
conditions specified in sub -section (2) of section 3, it may direct the 
Hydrocarbons E ducation And Research Society to establish an Endowment 
Fund. 
(2) After the establishment of the Endowment Fund, the State Government may, 
by notification in the Official Gazette, accord sanction for establishment of 
the University. 
[(3) The Headquarters of the University shall be at Dehradun, Uttarakhand and it 
may a lso have campuses or regional centers, Study Centers and career 
Academic Centers at other places in the State,  as may be specified from time 
to time.]1  
(4) The Chancellor, the Vice -Chancellor, mem bers of the Board of Governors, 
members of the Board of Management and the Academic Council for the time 
being holding office as such in the University so established, shall constitute a 
body corporate and can sue and be sued in the name of the University. 
 
1.       Substituted by section 4 of Uttarakhand Act No. 06 of 2010.  
 
 
 
  (5)  On the establishment of the University under sub -section (2), the land and 
other movable and immovable properties acquired, cr eated, arranged or built 
by the University for th e purpose of the University except the properties o f 
Hydrocarbons Education And Research Society, shall stand transferred to, and 
vest in, the University. 
(6) The land, building and other properties acquired for the University shall not be 
used for any purpose, other than that for which the same is acquired. 
University not 
to be entitled to 
financial 
assistance  
5- The University shall be self -financing and shall neither make a demand nor 
shall be entitled to any grant in –aid or any other financial assistance from the 
State Government or any other body or corporation owned or controlled by 
the State Government.   
 
No power to 
affiliate any 
institution  
6- The University may have Constituent Colleges, Regional Centres, Study 
Centres and Career Academy Centres but shall have no power to admit any 
other college or institution to the privileges of affiliation. 
Objects or the 
University  
7- [(1) The objectives for which the University is established are as follows:- 
(a) To provide extensive study, teaching and  research in Humanities, Social 
Science, Natural Science, Engineering Technology, Medical, Dental & Health 
Science, Law Studies and Formal Science; 
(b) To establish such college under the Regulation of University Grants 
Commission with prior permission of University Grants Commission and the 
State Government which may provide Certificate, Diploma, Undergraduation, 
Post Graduation and Ph.D. Courses related to the abovesaid (a) and of 
nomenclature by UGC and other Regulatory;  
(C) To establish constituent Cen ter under the Regulation of University Grants 
Commission with prior permission  of University Grants Commission and the 
State Government for the purpose of continuous education of the courses 
mentioned in above  said (a) and (b) to provide education through distance 
learning program;  
(d) Such activities or fields of study, incubation centers, startups etc which the 
Academic council deems or ensure necessary and relevant from time to time 
under the regulation of University Grants Commission; 
(2) To establish an R & D center to promote research and innovations in any 
discipline as in Section 7(1) (a) and (b) above and thereby, 
(a) To provide for instructions and training in such related branches  of 
learning as it may deem fit; 
(b) To provide for research for th e advancement and Dissemination of 
knowledge in the college of any discipline mentioned in clause (a) and (b) of 
subsection (1) of section (7).] 
------------------------------------------------------------------   
1- Subs. by section 5 of the UK Act no 24 of 2018.    
 
 
Power of the 
University 
8- (1) The University shall have the following powers, viz:---  
(a) 1[to provide for instructions in all disciplines related to Humanities, Social 
Science, Natural Science, Engineering, Technology, Medical, Dental & 
Health Science and Formal Science and to make provisions for research, 
advancement and dissemination of knowledge therein; 
(b) to carry out all such activities as may be necessary or feasible in 
furtherance of the objects of the University; 
(c) to hold examinations for, an d to institute Grants and confer degrees or 
other academic distinctions to, and on, persons, who — 
(i) have pursued a Program of study in the University or in a constituent 
College or through its distance education system at regional 
Center/Study Center/Career Academy Centre; or 
(ii)  have carried on research in the University or in a constituent body.] 
 
  (d) To confer honorary degree or other academic distinctions in the manner and 
under conditions laid down in the Statutes/ provisions;  
(e) To institute and awa rd fellowships, scholarships and prizes etc. in 
accordance with the Statutes; 
(f) to demand and receive such fees, bills, invoices and collect charges as may 
be fixed by the Statutes or rules, as the case may be; 
(g) to make provisions for the advancement of educa tion in Hydrocarbons, 
petroleum and other areas mentioned in section 7; 
(h) to make provisions for extra curricular activities for students and 
employees; 
(i) to make appointments of faculty, officers and employees of the University 
or a constituent College, Regio nal Centre, Study Centre and Career 
Academy Centre;  
(j) to receive donations and gifts of any kind and to acquire, hold, manage, 
maintain and  dispose of any movable or immovable property, including 
trust and endowment properties for the purpose of the Univer sity or a 
constituent college, Regional Centre, Study Centre and Career Academy 
Centre with the prior permission of Hydrocarbons Education And Research 
Society, New Delhi; 
(k) to institute and maintain halls and to recognize places of residence for 
students or the University or in a Constituent College; 
(l) to supervise and control the residence, and to regulate the discipline among 
the students and all categories of employees and to lay down the conditions 
of service of such employees, including their code of conduct; 
(m) to create administrative, managerial, employees and other necessary posts; 
(n) to co-operate or collaborate with other Universities in such manner and for 
such purposes as the University may determine from time to time; 
(o) to provide distance education syste m and the manner in which distance 
education in relation to the academic programmes of the University may be 
organized; 
(p) 1[to organize and conduct courses, orientation courses, workshops, 
seminars and other programs for industry professionals, teachers, les son 
writers, evaluators, research staff, academic staf f, technical officers, 
students;] 
(q) to determine standards of admission to the University or a Constituent 
College, Regional Centre, Study Centre and Career Academy Centre 
through specialized committees with the approval of Academic Council; 
(r) to make special provision for students belonging to the state of Uttarakhand  
for admission in any course of the University or in a constituent college, 
regional center, study centre and career academy centre; 
(s) to do all such other acts or things whether incidental to the powers aforesaid 
or not, as may be necessary to further the objects of the University; 
(t) 1[to prescribe such course for Bachelor Degree, Post Graduate and 
Research and to start diplomas and certificates, etc in Humanities, Social 
Science, Natural Science, Engineering, Technology, Medical, Dental & 
Health Science, Legal Studies and Formal Science and related subjects;] 
(u) to clearly set apart Academic Activities of the University from the activities 
the society; 
------------------------------------------------------    
1- Subs. by section 6 of UK Act no 24 of 2018. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
  (v) to provide for the preparation of instructional materials, including films, 
cassettes, tapes, CD,VCD and other software’s; 
(w) to recognize examinations of, or periods of study (whether in full of in part) 
at, other universities, institutions or other places of higher learning as 
equivalent to examinations or periods of study in the University and to 
withdraw such recognition at any time; 
(x) to raise, collect, subscribe and borrow with the approval of the Governing 
Body whether on the security of the University, money for the purpose of 
the University; 
(y) to enter into, carry out , vary or cancel contracts. 
(2)  Notwithstanding anything conta ined in any other law for the time being in 
force, but without prejudice to the provisions of sub -section (1), it shall be the 
duty of the University to take all such steps as it may deem fit for the 
promotion of the open university and dist ance education systems and for the 
determination of standards of teaching, evaluation and research in such 
systems, and for the purpose of performing this function, the University shall 
have such powers, including the power to allocate and disburse grants to 
colleges, Re gional Centres and Study Centres whether admitted to its 
privileges or not, or to any other University or institution of higher learning, 
as may be specified by the Statutes. 
 
University 
open to all 
classes, castes, 
creed and 
gender  
9- The University sha ll be open to all persons irrespec tive of class, creed or 
gender :-- 
Provided that nothing in this section shall be deemed to prevent the 
University from making special provisions for admission to studen ts of the 
State of [Uttarakhand]  : 
Provided further that nothing in this section shall be deemed to requires 
the University or constituent colleges or Regional Centres or Study Centres or 
Career Academy Centres to admit in any course of study a larger number of 
students than may be determined by the statutes.  
National 
Accreditation  
10- The University will seek accreditation from the national University 
accreditation body. 
 
  CHAPTER-III 
Officers of the University 
Officers of the 
University 
11- The following shall be the officers of the University:-- 
(a) the Visitor; 
(b) the Chancellor; 
(c) the Vice-Chancellor; 
(d) the pro Vice-Chancellor; 
(e) the deans of faculties; 
(f) the Registrar; 
(g) the finance officer; and 
(h) such other officers as may be declared by the Statutes to be officers of the 
University.  
 
2.       Substituted by section 2 of Uttarakhand Act No. 06 of 2010. 
 
The Visitor  12- (1) The Governor of Uttarakhand will be the Visitor of the University. 
(2) The Visitor shall, when present, preside at the convocation of the University 
for conferring degrees and diplomas. 
(3) The Visitor shall have the following powers namely:-- 
(a) to call for any paper or information relating to the affairs of the 
University. 
(b) on the basis of the information received by the Visitor, if he is satisfied 
that any order, proceeding, or decision taken by any authority of the 
University is not in conformity with the Act, Statutes or Rules, he may 
issue such directions as he may deem fi t in the interest of the University 
and the directions so issued shall be complied with by all concerned. 
(4) Every proposal for the confermen t of an honorary degree or distinction shall 
be subject to the approval of the Visitor. 
 
The Chancellor 13- (1) Chairman of Board of Studies of Indian School of Petroleum an institute 
under the aegis of Hydrocarbons Education & Research society will be the 
first Chancellor of the 1{UPES}, whose tenure shall be of three years. 
Thereafter the Hydrocarbons Education And Research Society, with the prior 
concurrence of the Visitor, would appoint Chancellor from amongst its 
members. 
(2) The Chancellor shall have such po wers as may be conferred on him by this 
Act or the Statutes made thereunder. 
 
The Vice-
Chancellor 
14- (1) The Vice-chancellor shall be appointed on such terms and conditions as may 
be prescribed by the Statutes for a term of three years by the Chancellor from  
a panel of three persons recommended by the Committee constituted in 
accordance with the provisions of sub-section (2). 
(2) The committee referred to in sub -section (1) shall consist of the following 
persons, viz,:- 
(a) One person nominated by the Visitor; 
(b) One person nominated by the Chancellor; 
(c) The principal secretary/ Secretary to the State Government in the 
Higher Education Department; 
(d) Three nominees of the Board of Governors, one of whom shall be 
nominated as the Governor of the committee by the Board of 
Governors. 
(3) The committee shall, on the basis of merit, prepare a panel of names of three 
persons suitable to hold the office of the Vice -Chancellor and forward the 
same to the chancellor along with a concise statement sowing the academic 
qualifications and other distinctions of each person. 
(4) The Vice-chancellor shall be the principal Executive and academic officer of 
the University and shall exercise general supervision and control over the 
affairs of the University and give effect to the decisions of the authori ties of 
the University. 
-----------------------------------------  
1- Subs. by section 2 of Uttarakhand Act no 19 of 2022. 
 
  (5) Where any matter other than the appointment of a teacher is of urgent nature 
requiring immediate action and the same could not be  immediately dealt with 
by any officer or the authority or other body of the University empowered by 
or under this Act to deal with it, the Vice -chancellor may take such action as 
he may deem fit with the prior approval of the Chancellor. 
(6) The Vice-chancellor shall exercise such other powers and perform such other 
cuties as may be laid down by the statutes or the Rules. 
(7) The Chancellor is empowered to remove the Vice -Chancellor after due 
enquiry. It will be open to the chancellor to suspend the Vice - Chancellor 
during enquiry depending upon the seriousness of the charges, as he may 
deem fit. 
 
The P ro-Vice-
Chancellor 
15- A Pro Vice -Chancellor may be appointed by the Vice -Chancellor with prior 
approval of the Chancellor in such manner and shall exercise such powers and 
perform such duties as may be prescribed by Statutes. 
 
Deans of 
faculties 
16- Deans of faculties shall be appointed by the Vice -chancellor in such manner 
and shall exercise such powers and perform such duties as may be prescribed 
by Statutes. 
 
The Registrar 17- (1) The Registrar shall be appointed by the Chancellor in such manner and on 
such terms and conditions as may be prescribed. 
(2) All contracts shall be entered into and signed by the Registrar on behalf of the 
University. 
(3) The Registrar shall have the power to authenticate records on behalf of the 
University and shall exercise such other powers and perform such other duties 
as may be prescribed or may be required from time to time, by the Chancellor 
or the Vice-Chancellor. 
(4) The Registrar shall be res ponsible for the due custody of the records and the 
common seal of the University and shall be bound to place before the 
Chancellor, the Vice -Chancellor or any other authority, all such information 
and document as may be necessary for transaction of their business. 
 
The Finance 
Officer 
18- The Finance Officer shall be appointed by the Chancellor in such manner and 
shall exercise such powers and perform such duties as may be prescribed. 
 
Other Officers 19- The manner of appointment, terms and conditions of  service and powers and 
duties of the other officers of the University shall be such as may be 
prescribed. 
  CHAPTER –IV 
Authorities of the University 
 
Authorities of 
the University 
20- The following shall be the authorities of the University, namely:--- 
(a) The Board of Governors; 
(b) The Board of management; 
(c) The Academic Council; 
(d) The Finance committee; and 
(e) Such other authorities as may be declared by the Statutes to be the 
authorities of the University. 
 
The Board of 
Governors and 
its powers 
21- (1) The Board of Governors shall consist of: 
(a) The Chancellor ---Chairman; 
(b) The Vice-Chancellor -Member-Secretary; 
  (c) Principal Secretary/ Secretary to the State Government in the Higher 
Education Department or a Secretary to the State Government nominated 
by the State Government; 
(d) Five persons nominated by the hydrocarbons Education and Research 
Society, New Delhi; 
(e) 1[A Nominee Officer from Institution of National Importance (as 
maintained by MHRD, Government of India), nominated by the 
Chancellor;; 
(f) Three Eminent Persons from In dustry/Research/Academics nominated 
by the Visitor; 
(g) Three nominee officers from the Professionals/ Experts of the Industrial 
world, nominated by the Chancellor including at least one nominated 
officer from the Oil & Gas companies.] 
(2) The Board of Governors s hall be the principal governing body of the 
University and shall have the following powers, namely;-- 
(a) to lay down policies to be pursued by the University; 
(b) to review decisions of the other authorities of the University if they are 
not in conformity with th e provisions of this Act, or the Statutes or the 
Rules; 
(c) to approve the budget and annual report of the University; 
(d) to make new or additional statutes or amend or repeal the earlier 
statutes and Rules; 
(e) to take decision about voluntary winding up of the University; 
(f) to approve proposals for submission to the State Government; and 
(g) to take such decisions and steps as are found desirable for effectively 
carrying out the objects of the University. 
(3)  The Board of Governors shall, meet at least three times in a y ear at such time 
and place as the Chancellor thinks fit.  
The Board 
management 
22- (1) The Board of management shall consist of:-- 
(a) The Vice-Chancellor; 
(b) 2[A Nominee from Institutions of National Importance (as maintained by 
MHRD Government of India) nominated by the Chancellor;] 
(c) Five persons, nominated by the hydrocarbons Education And Research 
Society, New Delhi; 
(d) Two professors of the University, by rotation on the basis of seniority for 
a period of one year; 
(e) 2[Three Deans/ Directors of the Faculties as nomina ted by the 
Chancellor;] 
(f) Principal Secretary/Secretary to the State Government in the Higher 
Education Department or his nominee not below the rank of Joint 
Secretary to the State Government. The Vice -Chancellor shall be the 
Chairperson of the Board of mana gement and the Registrar shall be the 
Secretary of the Board of management. 
(2)  The powers and functions of the Board of Management shall be such as may 
be prescribed. 
-----------------------------------------------------------------    
1. Subs. by section 7 of UK Act no 24 of2018.  
2.Subs. by section 8 of UK Act no 24 of 2018. 
 
 
The Academic 
Council 
23- (1) The Academic Council shall consist of:-- 
(a) the Vice-Chancellor-Chairman; 
(b) the Registrar- Secretary; 
(c) such other members as may be prescribed in the Statutes. 
(2) The Academic Council shall be the principal Academic body of the 
University and shall, subject to the provisions of this Act, the statutes and the 
Rules, co -ordinate and exercise general supervision over the academic 
policies of the University. 
 
The Finance 
committee 
24- (1) The finance committee shall consist of :- 
(a) the Vice Chancellor-Chairman; 
(b) the finance Officer; 
(c) principal Secretary/Secretary to the State Government in the Higher 
Education Department of his nominee not below the rank of Joint 
Secretary to the State Government; 
(d) Such other members as may be prescribed in the Statutes. 
(2) The finance committee shall be the principal financial body of the University 
to take care of financial matters and shall, subject to the provisions of this 
Act, statutes and Rules, co-ordinate and exercise general supervision over the 
financial matters of the University. 
 
Other 
Authorities  
25- The constitution, powers and functions of the other authorities of the 
University shall be such as may be prescribed. 
 
Proceedings 
not invalidated 
on account of 
Vacancy 
26- No act or proceeding of any authority of the University shall be invalid 
merely by reason of existence of any vacancy or defect in the constitution of 
the authority. 
 
  CHAPTER-V 
Statutes and Rules 
 
Statutes  27- Subject to the provisions of this Act, the statutes may provide for any matter 
relating to the University and staff, as given below:- 
(a) the procedure for transaction of business of the Authorities of the University 
and the composition of bodies not specified in this Act; 
(b) the operation of the permanent endowment fund, the general fund and the 
development fund; 
(c) the terms and conditions of appointment of the Vice -Chancellor, the Registrar 
and the Finance Officer and their powers and functions; 
(d) the mode of recruitm ent and the conditions of service of the other officers, 
teachers and employees of the University; 
(e) the procedure for resolving disputes between the University and its officers, 
faculty members, employees and students; 
(f) creation, abolition or restructuring of departments and faculties; 
(g) the manner of co -operation with other Universities or Institutions of higher 
learning; 
  (h) the procedure for conferment of honorary degrees; 
(i) provisions regarding grant of freeships and scholarships; 
(j) number of seats in different courses of studies and the procedure of admission 
of students to such courses including reservation of seats for [Uttarakhand]  
students; 
(k) the fee chargeable from students for various courses of studies; 
(l) institution of fellowships, scholarships, studentship s, freeships, medals and 
prizes; 
(m) procedure for creation and abolition of posts; 
(n) other matters, which may be prescribed. 
 
Statutes how 
made 
28- (1) The first statutes framed by the Board of Governors shall be submitted to the 
State Government for its approval,  which may, within three months from the 
date of receipt of the Statutes give its approval with or without modification. 
(2) Where the State Government fails to take any decision with respect to the 
approval of the Statutes within the period specified under su b-section (1) it 
shall be deemed to have been approved by the State Government. 
 
Power to 
amend the 
Statutes  
29- The Board of Governors may, with the prior approval of the State 
Government, make new or additional Statut es or amend or repeal the existing 
Statutes. 
 
Rules  30- Subject to the provisions of this Act, the Rules may  provide for all or any of 
the following matters, namely----- 
(a) admission of students to the University and their enrolment and continuance 
as such; 
(b) the courses of study to be laid do wn for all degrees and other  academic 
distinctions of the University; 
(c) the award of degrees and other academic distinctions; 
(d)  the conditions of the award of fellowships, scholarships, studentships,  
medals and prizes; 
(e)  the conduct of examinations and the conditions and mode of appointment and 
duties of examining bodies, examiners, invigilators, tabulators and 
moderators; 
(f) the fee to be charged for admission to the examinations, degrees and other 
academic distinctions of the University; 
(g) the conditions of resid ence of the students at the University or a constituent 
college; 
(h) maintenance of discipline among the students of the University or a 
constituent college; 
(i) all other matters as may be provided in the statutes and Rules under the Act. 
 
 
Rules how 
made 
31- (1) The rules shall be made by the Board of Governors and the rules so made 
shall be submitted to the State Government for its approval, which may, 
within two months from the date of receipt of the rules, give its approval with 
or without modification. 
(2) Where the  State Government fails to take any decision with respect to the 
approval of the rules within the period specified under sub section (1), it shall 
be deemed to have been approved by the State Government. 
 
Power to 
amend Rules 
32- The Board of Governors ma y, with the approval of the State Government 
make new or additional rules or amend or repeal the rules. 
 
  CHAPTER-VI 
Miscellaneous 
Conditions  
service of 
employees 
33- (1) Every employee shall be appointed under a written contract, which shall be 
kept in the University and a copy of which shall be furnished to the employee 
concerned. 
(2) Disciplinary action against the students/employees shall be governed by 
procedure prescribed in the Statutes. 
(3) Any dispute arising out of the contract between the University and an 
employee shall, at the request of the employee, be referred to a tribunal of 
arbitration consisting of one member appointed by the Board of management, 
one member nominated by the employee concerned and an umpire appointed 
by the Chancellor. 
(4) The decision of the tribunal in such matter shall be final. 
(5) The procedure for regulating the work of the tribunal shall be such as may be 
prescribed. 
 
Right to appeal 34- Every employee or student of the University or of a constituent college, 
Regional Centre, Study  Centre and Career Academy Centre shall, 
notwithstanding anything contained in the proposed Act, have a right to 
appeal within such time as may be prescribed, to the Board of Management 
against the decision of any officer or authority of the University or of the 
principal of any such Constituent college, Regional Centre, Study Centre and 
Career Academy Centre college, as the case may be and thereupon the Board 
of management may confirm, modify or change the decision appealed against. 
 
Provident fund 
and pension  
35- The University shall constitute for the benefit of its employees such provident 
or pension fund and provide such insurance scheme as it may deem fit in such 
manner and subject to such conditions as may be prescribed. 
 
Disputes as to 
constitution of 
University 
36- If any question arises as to whether any person has been duly elected or 
appointed as, or is entitled to be a member of any authority or other body of 
authorities and 
bodies  
the University, the matter shall be referred to the Chancello r whose decision 
thereon shall be final.  
 
 
Constitution of 
committees 
37- Whenever any authority of the University is given power by this Act or the 
statutes to appoint committees, such committees, shall, save as otherwise 
provided, consist of any or all  the members of the authority concerned and of  
such other persons, if any, as the authority in each case thinks fit. 
 
Filling of  
casual 
vacancies 
38- Any casual vacancy among the members, other than ex -officio members, of 
any authority or body of the Un iversity shall be filled in the same manner in 
which the member whose vacancy is to be filled up, was chosen, and the 
person filling the vacancy shall be a member of such authority or body for the 
residue of the term for which the person whose place he/she  fills would have 
been a member. 
 
Protection of 
action taken in 
good faith 
39- No suit or other legal proceedings shall lie against any officer or other 
employee of the University for anything, which is done in good faith or 
intended to be done in pursuan ce of the provisions of this Act, the Statutes or 
the Rules. 
 
Transitional 
provisions  
40- Notwithstanding anything contained in any other provisions of this act and the 
Statutes:- 
(a) the first Vice -Chancellor and P ro-Vice-Chancellor, if any shall be appoint ed 
by the Chancellor and the said officer shall hold office for a term of three 
year; 
(b) the first Registrar and the first Finance officer shall be appointed by the 
Chancellor who shall hold office for a term of three years; 
(c) the first Board of Governors shall  hold office for a term not exceeding three 
years; 
(d) the first Board of management, the first Finance Committee and the first 
Academic Council shall be constituted by the Chancellor for a term of three 
years.  
 
Permanent 
Endowment 
Fund 
41- (1) The University shall establish a permanent endowment fund of at least rupees 
one crore which may be increased suo motu but shall not be decreased.  
(2) The University shall have power to invest the permanent endowment fund in 
such manner as may be prescribed. 
(3) The University ma y transfer any amount from the general fund or the 
development fund to the permanent endowment fund. Excepting the 
dissolution of the University, in no other circumstances can any monies be 
transferred from corpus of the endowment fund for other purposes. 
(4) Not exceeding 75% of the incomes received from the corpus permanent 
endowment fund shall be used for the purposes of development works of the 
University. The remaining 25% shall be reinvested into the permanent 
endowment fund. 
 
General Fund 42- (1) The University shall establish a general fund to which the following amount 
shall be credited, namely:- 
(a) all fees which may be charged by the University; 
(b) all sums received from any other source; 
(c) all contributions made by the Hydrocarbon Education and Research 
Society, new Delhi; 
(d) all contributions/donations made in this behalf by any other person or 
body, which are not prohibited by any law for the time being in force. 
(2) The funds credited to the general fund shall be applied to meet all the 
recurring expenditure of the university. 
 
Development 
fund  
43- (1) The University shall also establish a development fund to which the following 
funds shall be credited, namely:- 
  (a) development fees which may be charged from students; 
(b) all sums received from any other source for the purp oses of the 
development of the University; 
(c) all contributions made by the hydrocarbons Education & Research 
Society; 
(d) all contributions/donations made in this behalf by any other person or 
body which are not prohibited by any law for the time being in force;  
and 
(e) all incomes received from the permanent endowment fund. 
(2)  The funds credited to the development fund from time to time shall be utilized 
for the development of the University. 
 
Maintenance of 
fund 
44- The funds established under section 41, 42 and  43 shall, subject to general 
supervision and control of the Board of Governors, be regulated and 
maintained in such manner as may be prescribed. 
 
Annual Report  45- (1) The annual report of the University shall be prepared under the direction of 
the Board of  Management and shall be submitted to the Board of Governors 
for its approval. 
(2) The Board of Governors shall consider the annual report in its meeting and 
may approve the same with or without modification. 
(3) A copy of the annual report duly approved by the Board of Governors shall be 
sent to Visitor and the State Government before 31 December following close 
of the financial year in 31 March each year. 
 
Account and 
Audit 
46- (1) The annual accounts and balance sheet of the University shall be prepared 
under the direction of the Board of Management and all funds accruing to or 
received by the University from whatever source and all amount disbursed or 
paid shall be entered in the accounts maintained by the University. 
(2) The annual accounts of the University shall be audited by an auditor, who is a 
member of the Institute of Chartered Accountants of India, every year. 
(3) A copy of the annual accounts and the Balance sheet together with the audit 
report shall be submitted to the Board of Governors well before 31 December 
following close of the financial year in 31 March each year. 
(4) The annual accounts, the Balance sheet and the audit report shall be 
considered by the Board of Governors at its meeting and the Board of 
Governors shall forward the same to the Visitor and the St ate Government 
along with its observations thereon before the 31st December each year. 
(5) The direction of the State Government on the subject arising out of the 
accounts and audit report of the University shall be binding on the University. 
 
Mode of proof 
of University 
record 
47- A copy of any receipt, application, notice, order, proceeding or resolution of 
any authority or committee of the university or other documents in possession 
of the University, if certified by the Registrar, shall be received as prim a facie 
evidence of such receipt, application, notice, order, proceeding, resolution or 
document or the existence of entry in the register and shall be admitted as 
evidence of the matters and transaction therein recorded where the original 
thereof would, if produced, have been admissible in evidence. 
Dissolution 
of University  
48- (1) If Hydrocarbons  Education & Research society, New Delhi proposes 
dissolution of the University of Petroleum and Energy Studies in accordance 
with the law governing its constituti on or incorporation, it shall give at least 
three months notice in writing to the State Government. 
(2) On identification of mismanagement, mal-administration, in-discipline, failure 
in the accomplishment of the objects of University and economic hardships in 
the management systems of University, the State Government would issue 
directions to the management system of University. If the directions are not 
followed within such time as may be prescribed, the right to take decision for 
winding up of the University would vest in the State Government.  
(3) The manner of winding up of the University would be such as may be 
prescribed by the State Government in this behalf. Provided that no such 
action will be initiated without affording a reasonable opportunity to show 
cause to the hydrocarbons Education & Research society. 
(4) On receipt of the notice referred to in sub -section (1), the State Government 
shall, in consultation with the Council for Technical Education and UGC 
make such arrangements for administration of the Univ ersity from date of 
dissolution of the University by Hydrocarbons Education And Research 
Society, New Delhi and until the last batch of students in regular courses of 
studies of the University complete their courses of studies in such manner as 
may be prescribed by the statutes. 
 
Expenditure of 
the University 
during 
dissolution  
49- (1) The expenditure for administration of the University during the taking over 
period of its management under section 48 shall be met out of the permanent 
endowment fund, the general fund or the development fund. 
(2) If the funds referred to in sub -section (1) are not sufficient to meet the 
expenditure of the University during the taking over period of its 
management, such expenditure may be met by disposing of the properties or 
assets of the University, by the State Government. 
 
Removal of 
difficulties  
50- (1) If any difficulty arises in giving effect of the provisions of this Act, the State 
Government may, by a notification or order, make such provisions, not 
inconsistent with the provi sions of this Act, as appear to it to be necessary or 
expedient, for removing the difficulty; 
Provided that no notifications order  under sub -section (1) shall be 
made after the expiration of a period of three years from the commencement 
of this Act. 
(2) Every order made under sub -section (1) shall, as soon as may be after it is 
made, be laid before the State legislature. 
 
 

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