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The Himachal Pradesh Private Educational Institutions (Regulation) Act, 1997

Himachal Pradesh · state statute
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THE HIMACHAL PRADESH PRIVATE EDUCATIONAL 
INSTITUTIONS (REGULATION) ACT, 1997  
ARRANGEMENT OF SECTIONS 
Sections:    
CHAPTER- I 
PRELIMINARY 
1.  Short title extent and commencement.   
2.  Definitions.  
CHAPTER- II 
PERMISSION FOR ESTABLISHING OR RUNNING 
PRIVATE EDUCATIONAL INSTITUTIONS 
3.  Private educational institution to obtain permission.  
4.  Application for permission.  
5.  Grant of permission.  
6.  Power to cancel permission.  
7.  Transfer of permission.  
8.  Power to add to Schedule.  
9.  Annul list of private educational institutions to be published.  
CHAPTER- III 
ACCOUNTS, AUDIT, INSPECTION AND RETURNS 
10.  Accounts.  
11.  Annual audit of accounts.  
12.  Closure of private educational institution. 
 13.  Inspection.  
14.  Direction of the competent authority.  
15. Private educational institutions to furnish returns etc. and 
information.  
CHAPTER- IV 
MISCELLANEOUS 
16.  Appeals.  
17.  Penalties  
18.  Offences by companies.  
19.  Cognizance of offences.  
20.  Jurisdiction of Criminal Courts.  
21.  Power to exempt.  
2  THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS 
(REGULATION) ACT, 1997  
22.  Competent authority etc., to be public servant.  
23.  Civil Courts not to decide questions under this Act.  
24.  Finality of orders passed under this Act.  
25.  Indemnity.  
26.  Act to override other enactment.  
27.  Power to make rules.  
SCHEDULE 
________ 
THE HIMACHAL PRADESH PRIVATE EDUCATIONAL 
INSTITUTIONS (REGULATION) ACT, 1997  
(ACT NO. 14 OF 1999)1 
(Received the assent of the President on 4th May, 1999 and was 
published both in Hindi and English in the Rajpatra, Himachal Pradesh 
(Extra- ordinary), dated 19th May, 1999, pp. 1711- 1728). 
An Act to provide for the regulation of private educational institutions in 
the State of Himachal Pradesh. 
BE it enacted by the Legislative Assembly of Himachal Pradesh in 
the Forty- eighth Year of the Republic of India as follows:-  
CHAPTER- I  
PRELIMINARY 
1. Short title, extent and commencement.- (1) This Act may be 
called the Himachal Pradesh Private Educational Institutions (Regulation) 
Act, 1997.  
(2) It extends to the whole of the State of Himachal Pradesh.  
(3) It shall come into force on such date as the Government may, by 
notification, appoint.  
2. Definitions.- In this Act, unless the context otherwise requires,-  
(a)  "academic year" means the year commencing on the first day 
of April;  
(b)  "competent authority" means any person, officer or other 
authority (including Himachal Pradesh Board of School 
Education) authorised by the Government, by notification, to 
perform the functions of the competent authority under this 
Act for such area or in relation to such class of private 
                                                 
1. Passed in Hindi by the Himachal Pradesh Vidhan Sabha. For Statement of 
Objects and Reasons see the Rajpatra, Himachal Pradesh (Extra- ordinary), 
dated 11th December, 1997, pp. 4684 and 4693. 
THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS  3 
(REGULATION) ACT, 1997 
educational institutions, as may be specified in the 
notification;  
(c)  "Government" means the Government of Himachal Pradesh ; 
(d)  "manager" in relation to a private educational institution 
means the person in whom the authority to manage and 
conduct the affairs of the private educational institution is 
vested;  
(e)  "prescribed" means prescribed by rules made under this Act;  
(f)  "private educational institution" means an educational 
institution conducting courses of instruction leading to grant 
of Scheduled Certificate; and  
(g)  "Scheduled Certificate" means any certificate specified in the 
schedule.  
CHAPTER- II  
PERMISSION FOR ESTABLISHING OR RUNNING PRIVATE 
EDUCATIONAL INSTITUTIONS  
3. Private educational institution to obtain permission.- Save as 
otherwise provided in this Act, on or after the date of the commencement of 
this Act,-  
(a)  no private educational institution in existence on that date 
shall, after the expiry of six months from the said date, be 
run; and  
(b)  no private educational institution shall be established.  
4. Application for permission.- (1) The manager of every private 
educational institution in existence on the date of the commencement of this 
Act and every private educational institution proposed to be established on or 
after that date, shall make an application to the competent authority for 
permission to run such institution or to establish such institution, as the case 
may be.  
(2) Every such application shall-  
(a)  be in the prescribed form ;  
(b)  be accompanied by such fee as may be prescribed ; and  
(c)  contain the following particulars, namely:-  
(i)  the name of the private educational institution and the 
name and address of the manager ;  
(ii)  the certificate, for which such private educational 
institution prepares, trains or guides or proposes to 
prepare, train or guide its students or the certificate, 
which it grants or confers or proposes to grant or 
confer;  
4  THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS 
(REGULATION) ACT, 1997  
(iii)  the amenities available or proposed to be made 
available to students;  
(iv)  the number of the teaching staff and their educational 
qualifications;  
(v)  the equipment, laboratory, library and other facilities 
for instructions;  
(vi)  the number of students in the private educational 
institution and the groups into which they are divided ;  
(vii) the scales of fees payable by the students;  
(viii) the sources of income to ensure the financial stability of 
the private educational institutions;  
(ix)  the situation and the description of the buildings in 
which such private educational institution is being run 
or is proposed to be established; and  
(x)  such other particulars as may be prescribed.  
5. Grant of permission.- On receipt of an application under section 
4, the competent authority may grant or refuse to grant the permission after 
taking into consideration, the particulars contained in such application : 
Provided that the permission shall not be refused under this section 
unless the applicant has been given an opportunity of making his 
representation:  
Provided further that in case of refusal of the permission, the 
applicant shall be entitled to refund of one- half of the amount of the fee 
accompanying the application. 
6. Power to cancel permission.- (1) The competent authority may at 
any time, cancel the permission granted under section 5, if such permission 
has been obtained by fraud, misrepresentation or suppression of material 
particulars or where after obtaining the permission, the management of a 
private educational institution fails to rectify the defects pointed out on 
inspection under section 13 or fails to carry out the directions given under 
section 14 or contravenes, any of the provisions of this Act or any rule made 
thereunder or of any terms or conditions of the permission or of any direction 
issued by the competent authority under this Act.  
(2) Before cancelling the permission under sub- section (1), the 
competent authority shall give the manager an opportunity of making his 
representation.  
7. Transfer of permission.- (1) (a) Whenever the management of any 
private educational institution is proposed to be transferred, the manager and 
the person to whom the management is proposed to be transferred may before 
such transfer, apply jointly to the competent authority for approval of the 
transfer.  
THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS  5 
(REGULATION) ACT, 1997 
(b) On any transfer of the management of the private educational 
institution, without approval having been obtained for such transfer under 
clause (a), the transferee shall, if he desires to run it as such, within three 
months of the date of the transfer, apply to the competent authority for 
approval of the transfer.  
(c) An application under clause (a) or (b) shall be in such form, 
contain such particulars and be accompanied by such fee not exceeding two 
hundred and fifty rupees as may be prescribed.  
(2) The competent authority may, on receipt of the application and the 
fee under sub- section (1) and after making such inquiry as it thinks fit, 
approve the transfer subject to such conditions as it may impose or refuse such 
approval:  
Provided that the approval shall not be refused under this section 
unless the applicant has been given an opportunity of making his 
representation. 
8. Power to add to Schedule.- (1) Where the Government is of the 
opinion that the establishment and maintenance of educational institutions for 
conducting courses of instruction leading to the grant of a certificate should be 
regulated by this Act, it may by notification in the Official Gazette add to the 
Schedule such certificate and thereupon the Schedule shall be deemed to have 
been amended accordingly.  
(2) Every notification issued under sub- section (1) shall be laid for 
not less than thirty days before the State Legislature as soon as possible after 
it is issued and shall be subject to decision by the State Legislature or to such 
modification as the State Legislature may make, during the session in which it 
is so laid or the session immediately following. Any decision or modification 
so made by the State Legislature shall be published in the Official Gazette and 
shall thereupon take effect.  
9. Annual list of private educational institutions to be published.- 
The Government shall publish on or before the first day of April in each year 
in the Official Gazette, a list containing the names of all private educational 
institutions which have been granted permission under section 5 during the 
period ending with the thirty- first day of March immediately preceding and a 
list of private educational institutions in relation to which such permission has 
been cancelled during the period aforesaid. 
CHAPTER-III  
ACCOUNTS, AUDIT, INSPECTION AND RETURNS  
10. Accounts.- Every private educational institution shall keep 
accounts in such manner and containing such particulars as may be 
prescribed.  
11. Annual audit of accounts.- (1) The accounts of every private 
educational institution shall be audited at the end of every academic year by a 
Chartered Accountant in practice within the meaning of the Chartered 
Accountants Act, 1949 (Central Act XXXVIII of 1949).  
6  THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS 
(REGULATION) ACT, 1997  
(2) The manager shall, within six months after the end of the 
Academic year, submit to the competent authority the report of such 
Chartered Accountant on the audit of the accounts under sub- section (1).  
12. Closure of private educational institution.- (1) No private 
educational institution and no class in a private educational institution shall be 
closed without a notice in writing having been given to the competent 
authority and without satisfying the competent authority that adequate 
arrangements have been made either for the continuance of the instruction of 
the students of the private educational institution or the class, as the case may 
be, for the period of study for which the students have been admitted or for 
the refund of the fees paid by the students.  
(2) The period of notice under sub- section (1) shall be such as may 
be prescribed and different periods of notice may be prescribed for different 
classes of private educational institutions.  
(3) No notice under sub- section (1) shall be withdrawn without the 
consent of the competent authority.  
13. Inspection.- (1) Any private educational institution may be 
inspected by the competent authority whenever it considers necessary.  
(2) The competent authority may direct the manager to rectify the 
defects, if any, found during the course of the inspection, within such time as 
the competent authority may fix in this behalf.  
14. Direction of the competent authority.- Without prejudice to the 
provisions of section 13, the competent authority may, from time to time, 
issue such directions regarding the management (including accommodation 
and infra structural facilities) of a private educational institution as it may 
think fit and it shall be the duty of the manager of such private educational 
institution to carry out such directions within such time as may be fixed by the 
competent authority in this behalf.  
15. Private educational institutions to furnish returns etc. and 
information.- Every private educational institution shall, within such time or 
within such extended time as may be fixed by the competent authority in this 
behalf, furnish to the competent authority such returns, statistics and other 
information as the competent authority may from time to time, require.  
CHAPTER- IV  
MISCELLANEOUS 
16. Appeals.- (1) Any manager aggrieved by any decision of the 
competent authority under any of the provisions of this Act may, within two 
months from the date of the receipt of the decision by him, prefer an appeal 
against such decision to such authority as may be prescribed :  
Provided that the appellate authority may in its discretion, allow 
further time not exceeding one month for preferring any such appeal, if it is 
satisfied that the appellant had sufficient cause for not preferring the appeal in 
time.  
THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS  7 
(REGULATION) ACT, 1997 
(2) On receipt of an appeal under sub- section (1), the appellate 
authority shall, after giving the appellant an opportunity of making his 
representation, dispose of the appeal as expeditiously as possible.  
(3) The appellate authority may, pending the exercise of its powers 
under this section, pass such interlocutory orders as it may deem fit.  
17. Penalties.- (1) If any person contravenes or attempts to 
contravene or abets the contravention of any of the provisions of this Act or 
any rule made thereunder, he shall be punishable with fine which may extend 
to five thousand rupees and in the case of a continuing contravention with an 
additional fine which may extend to five hundred rupees for every day during 
which such contravention continues after conviction for the first such 
contravention.  
(2) If any person wilfully obstructs any person, officer or authority 
from entering any private educational institution in the exercise of any power 
conferred on him or it by or under this Act, he shall be punishable with 
imprisonment for a term which may extend to one month or with fine which 
may extend to five thousand rupees or with both.  
18. Offences by companies.- (1) If the person committing an offence 
under this Act is a company, the company as well as every person- in- charge 
of, and responsible to, the company for the conduct of its business at the time 
of the commission of the offence shall be deemed to be guilty of offence and 
shall be liable to be proceeded against and punished accordingly : 
Provided that nothing contained in this sub- section shall render any 
such person liable for any punishment if he proves that the offence was 
committed without his knowledge or that he exercised all due diligence to 
prevent the commission of such offence.  
(2) Notwithstanding anything contained in sub- section (1), where an 
offence under this Act has been committed by a company and it is proved that 
the offence has been committed with the consent or connivance of, or is 
attributable to any neglect on the part of any director, manager, secretary or 
other officer of the company, such director, manager, secretary or other 
officer shall also be deemed to be guilty of an offence and shall be liable to be 
proceeded against and punished accordingly.  
Explanation.- For the purposes of this section.-  
(a)  "company" means anybody corporate and includes a firm or 
other association of individuals; and  
(b)  "director" in relation to a firm, means a partner in the firm.  
19. Cognizance of offences.- No Court shall take cognizance of any 
offence punishable under this Act except on a report in writing of the facts 
constituting such offence made by an officer authorised by the Government in 
this behalf. 
8  THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS 
(REGULATION) ACT, 1997  
 20. Jurisdiction of Criminal Courts.- No Court inferior to that of 
Judicial Magistrate of the First Class shall try any offence punishable under 
this Act.  
21. Power to exempt.- Notwithstanding anything contained in this 
Act, the Government may, subject to such conditions as they deem fit, by 
notification exempt any private educational institution or class of private 
educational institutions from all or any of the provisions of this Act or from 
any rule made under this Act.  
22. Competent authority, etc., to be public servant.- Every 
authority and every officer duly authorised to discharge any duty imposed on 
it or him by or under this Act shall be deemed to be a public servant within the 
meaning of section 21 of the Indian Penal Code (XLV of 1860). 
23. Civil Courts not to decide questions under this Act.- No Civil 
Court shall have jurisdiction to decide or deal with any question, which is by 
or under this Act required to be decided or dealt with by any authority or 
officer mentioned in this Act.  
24. Finality of orders passed under this Act.- (1) Any order passed 
or decision taken by any authority or officer in respect of matters to be 
determined for the purposes of this Act, shall, subject only to appeal, if any, 
provided under this Act, be final.  
(2) No such order or decision shall be liable to be questioned in any 
Court of law.  
25. Indemnity.- (1) No suit or other proceeding shall lie against the 
Government for any act done or purporting to be done under this Act or any 
rule made thereunder.  
(2)(a) No suit, prosecution or other proceeding shall lie against any 
authority or officer or servant of the Government for any act 
done or purporting to be done under this Act or any rule made 
thereunder without the previous sanction of the Government.  
(b)  No authority or officer or servant of the Government shall be 
liable in respect of any such act in any civil or criminal 
proceeding if the act was done in good faith in the course of 
the execution of the duties or the discharge of the function 
imposed by or under this Act.  
(3) No suit, prosecution or other proceeding shall be instituted against 
any authority or officer or servant of the Government for any act done or 
purporting to be done under this Act or any rule made thereunder after the 
date of the expiry of six months from the date of the act complained of.  
26. Act to override other enactment.- The provisions of this Act 
shall have effect notwithstanding anything inconsistent therewith contained in 
any enactment other than this Act or in any instrument having effect by virtue 
of any enactment other than this Act.  
THE HIMACHAL PRADESH PRIVATE EDUCATIONAL INSTITUTIONS  9 
(REGULATION) ACT, 1997 
27. Power to make rules.- (1) The Government may make rules to 
carry out the purposes of this Act.  
(2) In particular and without prejudice to the generality of the 
foregoing powers such rules may provide for all or any of the following 
matters, namely:-  
(a)  the form in which and the fees on the payment of which an 
application referred to in sub- section (1) of section 4 shall be 
made and the particulars which such application shall contain;  
(b) fixation of norms or students ratio regarding accommodation 
infra structural facilities to be provided in the educational 
institution ;  
(c)  the manner in which accounts shall be kept under section 11 
and the particulars which such accounts shall contain ;  
(d)  the manner of conveying decisions of the competent authority 
to the manager ; and  
(e)  any other matter which has to be, or may be, prescribed.  
(3) The power to make rules under this section shall be subject to the 
conditions of previous publication.  
(4) Every rule made under this Act shall, as soon as possible after it is 
made or issued, be placed on the Table of the Legislative Assembly and if, 
before the expiry of the session in which it is so placed or the next session, the 
Legislative Assembly agrees in making any modification in any such rule, or 
the Legislative Assembly agrees that the rule, should not be made or issued, 
the rule shall thereafter have effect only in such modified form or be of no 
effect, as the case may be, so however, that any such modification or 
annulment shall be without prejudice to the validity or anything previously 
done under that rule.  
_______ 
SCHEDULE  
[See section 2 (g)] 
Certificates leading to which the private educational institutions 
conduct courses of instructions:-  
1.  Plus Two Examination Certificate.  
2.  Matriculation Examination Certificate.  
3.  Middle Standard Examination Certificate.  
4.  Primary Standard Examination Certificate. 
_________ 
 

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