The Bihar Ferryghat Settlement and Management Act, 2023

Bihar · state statute
Open in Lexace · Ask the AI about this act
Ǔ “–Ȳ’“ Ȳ É  ™ȡ ”Ȣ Š ȣ 
\   ȡ ’ ȡ š Ž \ Ȳ€
ǐ –¡ȡš š€ȡš Ʈ ȡšȡ Ĥ €ȡǔž
 …Ȱ ğ  
ž

  Ȳ”Š“ȡ  ”Š“ȡ  – Ǖ’ ȡš   \ Ĥ Ȣ› 
²²²
ODl \lWKl		#	 #\VW$ ² IFJNM IRNNX HD0\ `NMN )NNLNIMU GN IX(XI\I>NU YINIXH@
IWOLMHJNHIJHMN7LN\IQXNDGYL]K\@GNVYXTHIUQVSTGVJ6D@EOGV`NMNOR=	ONNNMNGKOZSXNGVI\VL]GNI
NUIGN
WNUNJ6$
Ϯ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
>
 Š
IFJNMMN7HVDXN6GN"NN9GKF8QNVF/UKRDL]FDNXGVI\ODIRNNXGVYNKX/)NNILU/)NNXK
/R
NNOX OD/)NNYNVD HVD )NNIXIJU []NHKN U)NN 
NJMK /)NNXK IXGNNVD GV L]NINGNMNVD GNV 
NI'UNVD GV 8N[HX U)NN
L]5NNVWXOTIXI
SUGMXVGVON)N	ON)N\NVGXN6GN"NN9NVDGNVOT2RI/)NUU)NNIRIXIHUGMXVGVI\YINIXH$
+NNMU[NMN7GVSN6JUMRVDRN=HVDIFJNMMN7IRNNXHD0\`NMNIX(XI\I>NULHVDJYINIXIHUJNV	
,
Œ JYINIXH
 GJNWNOGV[N$
Œ EOGNIR/UNMODLZN=IFJNMMN7HVDJNV[N$
Œ    J M N 7  O M G N M ` N M N M N W L  H VD Y I  N O ZI S U I G  V W N X V G K I U I ) N O V L ]R C¥ N J N V[ N $
Œ   E O Y I  N I X  H G V L ]N R  N N X N VD H VD@  ) N N I / ) N I U @ M N 7  O M G N M ` N M N [ ]N H K  N U ) N N 
 N J M K ^ N V N VD H VD
Y)NRNMN7OMGNM`NMN O(GLOVL]NINGCU/)NNXKIXGNNVDGV/)NNXKL]NINGNMNVDHVD
W\IXGNOVYNOD[]JN
NNIH\J6D$
EOYINIXHHVD@WFUGIGODQ+N=OVY8)NNYLVI^NUXJNV	
ŒG
 OVYI+NL]VUJ6@IW\NGNYLMOHNJ¥NN=NEOYINIXHGVYNKXYLM
OHNJ¥NN=GVIGOKGNO+NKGC5NVDGVIXR=JNGVI\OMGNM`NMNYINOZISUGNVE=Y8
LQNINGNMK ͖
Œ>N
 OVYI+NL]VUJ6@\G0KNNNUTY)NRNIGOKY8ONHI[]NVDOVIXIH=U\DFNVUM
 YNGNM GKW\ GVV ”LM S\NHNX NX Y)NRN HNXRF\OV LIMSNI\UNX IWOOV
W\IXGNNVDGVG1NVMOVQZOMV1NVMUGIXU/)NNXLM\NV[NVD@WNXRMNVDRDHRVI
NNVDU)NN
HN\NVD@ONHI[]NVD@E5NIQGNVLJTySNNWNOGV$
Œ[
 O V Y I + N L ]VU J 6 W \ I X G N  N VD H VD L ]R V
 N G M X V G V I \  \ G 0 K @ E =D9 @ L 5 ) N M @ \ N VJ V@
E5NIQOVFXKOKKYN6MEOOVIRRI^NUJ6W\IXGNNVDGVIGXNMVGK+NZIHIWOGNPLNV[
ONHN8U \NV[NVD `NMN XJNXV@ L])NN GV YXTONM NNIH=G YXT%NXNVD YN6M L]^NN\X GV ON)N	ON)N
\NV[NVD@ WNXRMNVD RD HRVI
NNVD@ HN\NVD U)NN ONHI[]NVD@ E5NIQ GNV MN7 OMGNM GV NNMN YN6M
IXD NGVYNKXXN6GN#XNRGVHNHOV\NQXVYN6MPUNMXVGVI\IGNWNUNJ6
Œ"N
  OV YI+NL]VU J6@ OMGNM `NMN EO L HVD IXT'U LQNINGNMK N EO
YINIXHGVYNKXYDS\YINGNMKGVIGOKGNO+NKGC5NVDGVIXR=JNGVI\OMGNM
`NMNYINOZISUGNVE=Y8LQNINGNMK
Œ…
 OVYI+NL]VUJ6@IW\NGNOHNJ¥NN=
ŒS
 OVYI+NL]VUJ6@IW\VGNGNVE=YLMOHNJ¥NN=#OHNJ¥NN= U)NN ODIRNNXGV
YXT31VQU)NNYXT31VQUGVYNKX)NNLIM+NNINUI 	/UMKLDSNUKMNWOD/)NNXNVD
U)NN
NJMK/)NNXKIXGNNVDGV/)NNXKL]NINGNM
Œ1
 OVYI+NL]VUJ6@O(FI8NUMNW/RL]HD0\GVYNT'U
ŒW 
IW\N

OVYI+NL]VUJ6@MN7OMGNM`NMNEOLHVDYINOZISUGNVE=MNW/RIW\N
Œ!
 OV YI+NL]VU J6@ XN6GN#XNR GV HNH OV W\ IXGNNVD GV IGOK G XN6GN"NN9 OV
I R L M K U I Q 
 N N H VD Q ZO M K X N 6G N " N N 9 G V I X  U / ) N N X U G X N 6G N # X N R G V H N   H O V \ N V[ N VD@ W N X R M N VD
RDHRVI
NNVDU)NNHN\NVD@ONHI[]NVD@E5NIQGNYNRN[HX$
Œ}
 OVYI+NL]VUJ6@IFJNMOMGNM
Œ9
  HVD 
NNIH\ J6D@ +NNMU ODIRNNX GV RVD RD RVD OD
NNVNX `NMN [I%U
¤H
N I /UMK LDSNU MNW OD/)NNX OV ODFDINU []NHKN IXGN RD 
NJMK IXGN U)NN
O DI R  N N X G V Y X T3 1 VQ    H VD  ) N N L I M + N N I  N U L DS N  U Y N 6M Y X T3 1 VQ    U H VD  ) N N L I M + N N I  N U
X[MLNI\GN
Œ%
  OV YI+NL]VU J6@ MN7 OMGNM GV MNWL  HVD L]GNI
NU YINOZSXN U)NN
YI+N2I'U
 GMXNUQXTONMOH!NWNV[N$
Œ0
 OVYI+NL]VUJ6@EOYINIXHGVYNKXFXNK[KIXHNR\K`NMNIRIJU
Œ
 OVYI+NL]VUJ6@\NVGXN6GN"NN9OVEUMGNVE=XN6GN"NN9 
ŒN
 OVYI+NL]VUJ6@RJIR¥NKRN=IWOGVI\XN6GN"NN9NVDGVI\F8QNVF/UKGK
[KJNV
ŒU
 OVYI+NL]VUJ6@MN7OMGNM`NMNNNIMURDIXD NGVYNKXXIQNy@!K\@
UN\NF@LE=X@96DG@YNJM@W\XI\GNy@XJM@SN6M@W\N
NŒ06H@HX@E5NIQ$
ϯ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
Œ)N
  OV YI+NL]VU J6@ OMGNM `NMN IXT'U GNVE= YXTHD0\ LQNINGNMK N
YXTHD0\Q0NINGNMKY)NRNEOYINIXHGVYNKXYXTHD0\LQNINGNMKGVIGOKGN
O+NKGC5NVDGVIXR=JNGVI\OMGNM`NMNYINOZISUGNVE=Y8LQNINGNMK$
ŒQ
 OVYI+NL]VUJ6@IFJNMOMGNMGNLIMRJXIR+NN[$
ŒN
 OVYI+NL]V UJ6IFJNMOMGNMGNW\ODONNXIR+NN[
ŒX
 O V Y I + N L ]VU J 6@ O M G N M ` N M N E O  L H VD I X  T' U L Q N I  N G N M K  N E O
YINIXHGVYNKXMNW/RYINGNMKGVIGOKGNO+NKGC5NVDGVIXR=JNGVI\OMGNM
`NMNYINOZISUGNVE=Y8LQNINGNMK
,,
IW\N OHNJ¥NN= GV I\@ OH	OH LM@ IX(XI\I>NU GMXN IRINLZN= U)NN 8NOD[U
JNV[N	
ŒŒG LDWKGCU U)NN "NNVINU GMXN IG GN6X XN6GN "NN9 \NVG XN6GN"NN9 OH!N WNV[N U)NN
O(FI8NU IW\V IWOHVD EO YINIXH GV L]NVWXN)N= P8JVD S\NXN U)NN YRI/)NU OH!N
WNV[N
 Œ>N IXWKXN6GN"NN9GNG&WN\VXNU)NNPOV\NVGXN6GN"NN9"NNVINUGMXN
Œ [  E 3 1 TG 2  I ' U # O D/ ) N N O V L ]N , U Y N R VQ X G V Y N \ N VG H VD Y N R 
  G U N X TO N M O H  	 O H  L M
Y/)NNKXN6GN"NN9"NNVINUGMXN
 Œ"N RJNy@XN\NVGXN6GN"NN9/)NNILUGMXNWJNyPOGKYNR
GUNOH!KWN
 Œ… IGOK\NVGXN6GN"NN9GKLIMOKHNIXNN=IMUGMXN
 ŒS IGOKXN6GN"NN9GNHN[=FQ\XN
Œ 1  I G O K \ N VG X N 6G N " N N 9 @ I W O V R J Y N R 
  G O H ! V@ G N V M N VG Q VX N  Y N 6M
 ŒW LZR=OVODSNI\URDYINOZISU\NVGXN6GN"NN9GNV
NNIH\IGNWNXN$
Œ PLNNMNŒGVYNKXL]5VGVONMIW/9V
NX@"NNVNNN@/)NNLX@LIM+NNNN@FQ\NRRDMNVG
I W \ V G V O H N J ¥ N N = ` N M N O M G N M O V I R I X I 
 S U L ]N I  N G N M G V L ZI R =G Y X TH N VQ X O V  R D O M G N M
` N M N I R I J U M K I U O V@ M N W L  H VD I W \ V G V O H N J ¥ N N = ` N M N Y I  N O ZI S U I G  N W N  V[ N U ) N N I W \ V
G V R VF O N E 9 L M + N K Y L \ N V0 I G  N W N  V[ N $
Œ   I G O K \ N VG X N 6G N " N N 9 G V X  V / ) N \ S  X  R D / ) N \ L M I G O K L ]G N M G V / ) N N  K # Y / ) N N  K
IXHN=NGVLZR=OMGNMGVW\ODONNXIR+NN[OVYIN%NILUIXHGVYXTONMYXNLI¥N
L]N,UGMXNYIXRN=JNV[N$
Œ
 \ N VG X N 6G N " N N 9 N VD G K F 8 Q N VF / U K @ I X  D  N U ) N N L ]F D N X G K 
 N I ' U O H N J ¥ N N =# Y L M O H N J ¥ N N =#
/)NNXKL]NINGNMHV DIRIJUMKIUOVOMGNMIXIJUGMOGV[K$
Œ Y8UMN=7KRDY8U=IW\N\NVGXN6GN"NN9NVDGKF8QNVF/UK@IXD  NRDL]FDNXGK
NI'U@
OMGNM`NMNIRIXI
SUIRIJUL]I¤NGVYNKXOHNJ¥NN=#YLMOHNJ¥NN=HVDIXIJUJNV[K$
Œ 4VMKGVYNKXXN6GN#XNRGNIXFDNX@+NNM^NHUN@LIMSN\XGNOH@E5NIQOMGNMGV
LIMRJXIR+NN[`NMNIXNN=IMUIRIJUL]I¤NGVYNKXJNV[K$
Œ   X N 6G N " N N 9 # X N 6G N # X N R L I M S N \ X G V O TM I ^ N U O DS N \ X  R D  N U N  N U I X  D  N J VU T
OH	OH LM OMGNM `NMN IQ
NN	IXQV=
N U IGN WN OGV[N@ IWOGN YXTLN\X
YIXRN=JNV[N$
Œ XN6GN"NN9#XN6GN#XNR GN LIMSN\X@ ODSN\X RD IXD N GN IXMK^NN IW\N OHNJ¥NN=
` N M N L ]N I  N G CU M N W / R Y I  N G N M K O V Y 8  ZX / U M G V I G O K L Q N I  N G N M K O V I G  N W N O G V[ N $
Œ   Y N L Q N G K I / ) N I U H VD W \ O DO N  N X I R + N N [ G V Y X TM N V N L M X N 6G N " N N 9 O V L I M S N \ X L M M N VG
\[NKWNOGV[K$
Œ XN6GN"NN9 OV LIMSN\X YNIQ GV ¤H HVD XQK GV LNIMI/)NIUGK@ U9FDN@ ODMSXN@ G9NR
IXMNVNG GN= GK OTM^NN@ FN OV OTM^NN@ YNIQ ODFDNK L]IUGZ\ I/)NIU P5L8X JNVXV GK
OD+NNRXNGVHQaQVXWMW\ODONNXIR+NN[GVYXTMNVNLMF8QNVF/UK#LIMSN\XGNIXU
O H  H VD F Q \ N R  N / ) N [ X @ W 6O N I G P L  T' U J N V@ I G  N W N O G V[ N $
ϰ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
,,,
	
Œ \NVGXN6GN"NN9NVDOVL)NGMŒ9NV\GKROZ\KOMGNM`NMNIRIXI
SUIRIJUL]I¤NGVYNKXGK
WNV[K$
Œ L)NGM@WJNy\NVGXN6GN"NN9YRI/)NUJNV@PXQMNVLM@WNVIW\VGVOHNJ¥NN=`NMNOMGNMOV
IRIXI
SU L]NINGNM GV LZIR=GYXTHNVQX OV@ OH	OH LM@ IXU IGNWNV@ O+NK 2I'UNVD@
WNXRMNVD RD HRVI
NNVD@ RNJXNVD GV ON)N	ON)N IGOK XN6GN#XNR OV IGOK W\ IXGNNVD GNV LNM
G M X V R N \ V H N \ N VD Y N 6M O N H I [ ] N VD L M L ]+ N N I M U I G  V W N  VD[ V@ I G 8 U T \ N VG O VR N L M I X  N VI W U U ) N N
L ]VI  N U L M L ) N G M L ]+ N N I M U X J K D J N VD[ V$
  LM8UT@ OMGNM OH	OH LM J "NNVINU GM OGV[K GK GNVE= 2I'U@ WNXRM RD
HRV
NK@RNJXNY8HN\RDONH[]KGNVVOVL)NGMOV1Z9L]N,UJ6$
Œ L)NGM ONMNK
 IGOK \NVG XN6GN"NN9 GV L)NGM GK ROZ\K RD OD[]JN GV I\ OMGNM `NMN
IRIXI
SUIRIJUL]I¤NGVYNKXL)NGMONMNKGNIW\N[W9HVDL]GN
NXYIXRN=JNV[N$
Œ L)NGM ONMNK@ )NNI/)NIU@ F8QNVF/UNNMK N /)NNXK L]NINGNM N OHNJ¥NN= `NMN YINGCU GNVE=
Y82I'U@/L9LOVI\I>NUY)NRNHTIQ]ULHVD@VOVL)NGMGKONMNK/)NNXKGIJ8QK
+NNNN HVD /)NNK UN6M LM \NVG XN6GN"NN9NVD GV XWQKG OJW QC
 L]QI
N=U GMV[N RD
Y N R 
  G U N X TO N M  N I   N VD G K H N y[ L M E O V P L \ &  N + N K G M N  V[ N $
,9
	
Œ   O M G N M O H  	 O H  L M @ 2  R / ) N N F X N  V M > N X V J VU T I X W K X N 6G N " N N 9 N VD G V O DS N \ X  R D I X  D  N U ) N N
NI NVDRDODLI¥NGKOTM^NNGVI\EOYINIXHOVOD[UIXHNR\KFXNOGV[K$
Œ   P L  N N M N Œ   G V Y  N K X [ I % U  R D Y I  N O ZI S U I X  H N R \ K G N M N W L  H VD L ]G N 
 N X I G  N W N  V[ N $
9
\NVGXN6GN"NN9U)NNIXWKXN6GN"NN9GVUJU4VMKGVYNKXXN6GN#XNR
GNIXFDNX@LIMSN\X@+NNM^NHUN@WKRXM^NG8ZXUHOTM^NNPLGMNNVD@E5NIQGNIXNN=MNRDGNN=8RXOMGNM
GVLIMRJXIR+NN[`NMNIRIXI
SUIXHNR\KGVL]NRNNXNVDOVYN31NIQUJNV[N@IWOGNYXTLN\XYIXRN=JNV[N$
9,
F8QNVF/UKRN=GVQN6MNXNNMN	GVYNKXFDQNVF/U
\NVGXN6GN"NN9NVDGVHNH\NVDHVDIGOKL]NGCIUGYNLQNGVGNMNY)NRNIGOKVOVY8GNMNNVDOVFDQNVF/UKRN=GV
HGN\HVDJNIXJTE=JNV@UNVIXUYRINGVI\FDQNVF/UMNI
NGKHN4KJVUTOMGNMIXHFXNOGV[K$
9,,
\NVG
 XN6GN"NN9NVDGK
F8QNVF/UKOVPQa+NZUMNW/RGNPLNV[RD2OMGNM`NMNIXNN=IMUIRIJUMKIUOVIGNWNOGV[N$

ϱ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
9,,,
O^NHL]NINGNM`NMN\NVGXN6GN"NN9NVDGKF8QNVF/UKOVPQa+NZUIGOKL]GNMGVIRRNQNVD
OV  2I)NU GNVE= F8QNVF/UNNMK#2I'U ODFDINU YXTHD0\ LQNINGNMK GV 8NN\ HVD YLK\
QNI>N\GMOGV[N$
  LM8UT@ VOV F8QNVF/UK GV HNH\NVD HVD@ IWOHVD OHNJ¥NN=#YLM OHNJ¥NN= YXTHNVQX GV
YNKX O^NH L]NINGNM JNV RJNy L]HD0\ GV YNT'U GV 8NN\ HVD YLK\ QNI>N\ GK
WNV[K$ 
Œ
Œ G  Y X TH D0 \ L Q N I  N G N M K ` N M N L N I M U Y N Q V
 N G V I R   O DI / ) N U G K [ E = L TX M K ^ N  N  N I S G N
Y L M O H N J ¥ N N =# O H N J ¥ N N = G V 8  N  N \  H VD Q N I > N \ G K W N  V[ K $
Œ>N YLMOHNJ¥NN=#OHNJ¥NN= `NMNLNIMUYNQV
NGVIRLTXMK^NN NISGNL]HD0\GV
Y N  T' U G V 8  N  N \  H VD Q N I > N \ G K W N  V[ K $
Œ [  R 6O V H N H \ N VD H VD@ W J N y Y L K \ L ]H D0 \ G V Y N  T' U G V 8  N  N \  H VD Q N I > N \ G K [  K J N V@
YNT'U`NMNVOVLNIMUYNQV
NGVIRLTXMK^NNNISGNMNW/R LN=QGVOH^N
QNI>N\GKWNV[K$
,;
	
Œ L]5VGFDQNVF/UNNMKNPOGV`NMNL]NINGCUGNVE=Y82I'UIQOMGNM`NMNFDQNVF/UK
GVI\IXNN=IMUIXHNVDRDFDQNVF/UKGK
NUNV=DGNP<\D"NXGMUNJ6Y)NRNPLV^NNGMUNJ6@
UNVOMGNM`NMNOH	OHLMIRIXI
SUIRIJUMKIUGVYNKX@IW\NOHNJ¥NN=NPXGV
` N M N Y I  N G CU G N VE = Y 8  Y I  N G N M K ` N M N Q D0 # W TH N =X N Y I  N M N VI L U I G  N W N  [ N $
Œ PLNNMN ŒRD NNMN	 GV YNKX \NVG XN6GN"NN9 U)NN IXWK XN6GN"NN9 GV UJU 4VMK GV
YNKX XN6GN#XNR GN IXFDNX@ LIMSN\X@ +NNM ^NHUN@ OTM^NN5HG YXTQV
N@ E5NIQ GV I\
OMGNM `NMN IRIXI
SU RD IXNN=IMU IXHNVD U)NN 
NUNV=D GN P<\D"NX GMUN J6@ UNV OMGNM
`NMN OH	OH LM IRIXI
SU IRIJU MKIU GV YNKX@ IW\N OHNJ¥NN= N PXGV `NMN
Y I  N G CU G N VE = Y 8  Y I  N G N M K ` N M N Q D0 # W TH N =X N # J W N =X N Y I  N M N VI L U I G  N W N  [ N $
Œ PLNNMN Œ RD Œ GV YNKX@ WNyS HVD QNVNK LNV WNXV LM@ ODFDINU
F8QNVF/UNNMK#F8QNVF/UNNMK`NMNYINGCU2I'UGNVŒUKXHNJGNONNNMNGNMNRNO
Y)NRN YINGUH @ ŒL3SNO JWNM GN Y)N=Q0 Y)NRN F8QNVF/UK IXM/UKGMN GK
G N M =R N E = G K W N O G V[ K  N P ' U O + N K Q  0 Y I  N M N VI L U I G  V W N O G DV[ V$
IGOK \NVG XN6GN OV LNM GMXV RN\N GNVE=
2I'U\NVGXN6GN"NN9GVL]FDNXRDODSN\XGVI\OMGNM`NMNIRIXI
SUIXHNVDGNP<\D"NXGMUNJ6Y)NRN
P L V^ N N G M U N J 6@ U N V O M G N M ` N M N O H  	 O H  L M I R I X I 
 S U I R I J U M K I U G V Y  N K X @ W N yS H VD Q N V N K L N  V W N X V L M @ I W \ V
GV OHNJ¥NN= Y)NRN PXGV `NMN YINGCU GNVE= Y8 YINGNMK `NMN  ŒG HNJ GN ONNNMN GNMNRNO Y)NRN
YINGUH  @ŒLNySJWNMGNY)N=Q0Y)NRNP'UQNVXNVDQ0YINMNVILUIGNWNOGV[N$
Œ
 I W \ V G V O H N J ¥ N N = / U M O V Y I  N G CU I G O K L Q N I  N G N M K ` N M N  N N M N 	    R D   H VD I Q  V [  V
YNQV
NOV2I)NUGNVE=2I'UYNQV
NGKIUI)NOVŒUKOIQXNVDGV+NKUMIW\NOHNJ¥NN=
GVOH^NYLK\QNMGMOGV[N$
Œ   P L  N N M N 	 Œ   G V Y  N K X I W \ V G V O H N J ¥ N N = G V Y N Q V
 N O V 2  I ) N U G N VE = 2  I ' U I W \ N O H N J ¥ N N =
G V Y N Q V
 N G K I U I ) N O V   Œ U K O  I Q X N VD G V + N K U M L ]H D0 \ G V Y N  T' U G V O H ^ N Y L K \ G M
OGV[N$
ϲ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
;
NNMNHVD)NNVLFDINU\NVGXK\NHK`NMNF8QNVF/UK GVHNH\V HVD /9N(L

 N T< G U ) N N M I W / 9 V
 N X 4 K O  VO V  G M N X N H N H VD P Q a[ CJ K U G K W N  V[ K $
\NVGXN6GN"NN9NVDGKF8QNVF/UKHVDIGOKL]GNMGVFGNVMNI
N
GK ROZ\K GK GNM=RNE= OMGNM `NMN IRIJU L]I¤N GV YNKX \NVG HNy[ ROZ\K GV OD[U L]NRNNXNVD GV YNKX GK
WNV[K$
Œ L]5VG YDS\YINGNMK@YDS\GKYINGNIMUNGV+NKUMYRI/)NU\NVGXN6GN"NN9NVDGK OZ SK
GN ODNNMN MNW/R []NH@ RN0=@ )NNXN OD>N@ >NVOMN OD>N@ E5NIQ GV &N6MV GV ON)N EO
L]NVWXN)N=IR
NVNLOVU6NMMIW/9MHVD@GMV[N$
Œ   I W \ V G N O H N J ¥ N N = + N K I W \ V H VD Y R I / ) N U \ N VG X N 6G N " N N 9 N VD G K O ZS K G N O D N N M  N P L  N N M N 	 Œ   H VD
PI<\I>NUMKIUOVGMV[N$
Œ \NVGXN6GN"NN9NVDGKOZSKOMGNMGVRVFONE=9LML]GNI
NU+NKGKWNV[K$
Œ \NVGXN6GN"NN9NVDU)NN4VMKGK+NZIHGNIWOL]NVWXNODFDINUL]NVWXNVDGVI\/RKGCIU
QK [K JNV POHVD F8QNVF/UNNMK Y)NRN YINGCU IGOK 2I'U `NMN GNVE= LIMRU=X /RKGN=
XJKDJNV[N
Œ PLNNMNŒGVYNKX\NVGXN6GN"NN9NVDU)NN4VMKGK+NZIHGVY8U[=UW\IXGNŒ :DWHU
%RG\ GN/RLRDLNIMI/)NGKGNYXTM^NNRDODM^NNYIXRN=JNV[N$
Œ EO YINIXH GV Y8 L]NRNNXNVD GV YNKX@ OMGNM EO YINIXH GV L]NRNNXNVD GNV
G N  N =I 8 R U G M X V J VU T Y I  N O ZS X N ` N M N @ I X  H N R \ K F X N O G V[ K $
Œ L]5VG IXH@ FXNV WNXV GV FNQ )NN
NK"N]@ IFJNM MN7 IRNNX HD0\ GV QNVXNVD OQXNVD GV
OH^NM>NNWNV[N$
OMGNMNPOGVL]NINGNIMNVD
NOMGNMGVIGOKYINGNMKNGH=SNMKGVIR@IGOKFNUGVI\@WNVEOYINIXHGVYNKXOQa+NNROV
IGN[NJNVNOQa+NNROVGMXVGNYN
NJNV@GNVE=RNQNY8GN=RNIJNyODNNIMUXJKDGKWNV[K$
Œ FD[N\ XN6"NN9 YINIXH@  WJNy UG IFJNM MN7 HVD J \N[Z J6@ UQa `NMN M¹ RD
IXMIOUIGNWNUNJ6$
Œ EOYINIXHGVL]NRNNXOMGNMGVY8IR+NN[NVD`NMNFXNV[VRDYINIXIHUO+NKV OV
L ]N R  N N X N VD G N / ) N N X \ VD[ V Y N 6M Y I + N + N N R K J N VD[ V$
Œ EO YINIXH HVD )NN PLFDINU GV IORN PLNNMN Œ RD PLNNMN Œ GV YNKX VON
IXMOX U)NN OD
NNVNX ONNNMN >ND0 YNIXH@  Œ GN  GK NNMN	 GV
O N  N N M  N U  N \ N [ Z J N VX V L M  VO V I X M O X N VD G V L ]+ N N R G V O N H N 8  P L  N VW X G V L ]I U G Z\ X J K D J N VD[ V
Y)NRNPOVL]+NNIRUGMXVRN\NXJKDOH!NWN[N$
ODl \lWKl		# ² I F J N M I R  N N X H D0 \ ` N M N  ) N N L N I M U Y N 6M H J N H I J H M N 7  L N \ ` N M N I Q X N DG
YL]K\@GNVYXTHU
 Ž GN
I X ( X I \ I > N U Y D[ ]VW K Y X TR N Q I F J N M M N 7  L N \ G V L ]N I  N G N M O V E O G V ` N M N L ]G N I 
 N U I G  N W N U N J 6@ I W O V + N N M U K  O DI R  N N X G V
YXT31VQ	GV>ND0ŽGVYNKXP'UYINIXHGNYD[]VWK+NNNNHVDL]NINGCULN%OH!NWNV[N$
ϳ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
>%LKDU$FW@
7KH%LKDU)HUU\JKDW6HWWOHPHQWDQG0DQDJHPHQW$FW
$1
$&7
3UHDPEOH  IRU VHWWOHPHQW DQG PDQDJHPHQW RI WKH SXEOLF IHUU\JKDWV LQ WKH 6WDWH RI
%LKDUWRHQVXUHWKHGHYROXWLRQDQGGHOHJDWLRQRISRZHUVWRWKHDXWKRULWLHVRIUXUDODQGXUEDQ
ORFDO ERGLHV DV YHVWHG LQ WKH ORFDO VHOIJRYHUQPHQW LQVWLWXWLRQV HVWDEOLVKHG XQGHU WKH
&RQVWLWXWLRQDVZHOODVWRVWUHDPOLQHDQGUHJXODWHWKHSXEOLFIHUU\JKDWV
%H LW HQDFWHG E\ WKH %LKDU 6WDWH /HJLVODWXUH LQ WKH 6HYHQW\IRXUWK <HDU RI WKH
5HSXEOLFRI,QGLDDVIROORZV
&KDSWHU,
3UHOLPLQDU\
 6KRUWWLWOHH[WHQWDQGFRPPHQFHPHQW ²
 7KLV DFW PD\ EH FDOOHG 7KH %LKDU )HUU\JKDW 6HWWOHPHQW DQG
0DQDJHPHQW$FW
 ,WVKDOOH[WHQGWRWKHZKROHRIWKH6WDWHRI%LKDU
 ,WVKDOOFRPHLQWRIRUFHRQVXFKGDWHDVQRWLILHGE\WKH6WDWH*RYHUQPHQW
LQWKH2IILFLDO*D]HWWH
 7KH SURYLVLRQV RI WKLV $FW LQFOXGH FROOHFWLRQ RI LQFRPH IURP ZDWHU
ERGLHV LQ UXUDO DQG XUEDQ DUHDV E\ WKH 6WDWH *RYHUQPHQW RU /RFDO
$XWKRULWLHVRIWKHORFDOERGLHVGXO\DXWKRUL]HGE\WKH6WDWH*RYHUQPHQW
DVWKHFDVHPD\EH
 'HILQLWLRQV ,QWKLV$FWXQOHVVWKHFRQWH[WRWKHUZLVHUHTXLUHV²
D $GGLWLRQDO&ROOHFWRU PHDQVWKH$GGLWLRQDO&ROOHFWRURIWKH'LVWULFWRU
DQ\RWKHURIILFHUQRWLILHGE\WKH*RYHUQPHQWWRGLVFKDUJHDQ\ RUDOORI
WKHIXQFWLRQVRIWKH$GGLWLRQDO&ROOHFWRUXQGHUWKLV$FW
E ³%RDW´ PHDQVDYHKLFOHRIYHUWLFDOVKDSHPDGHRIZRRGRUPHWDORUDQ\
RWKHUPDWHULDORUDYHKLFOHRSHUDWHGE\KXPDQIRUFHIURPRQHHQGRID
ZDWHUERG\WRWKHRWKHUDWDIL[HGSODFHFDUU\LQJSHRSOHDQLPDOVDQGWR
WUDQVSRUWFDWWOHDQGJRRGVPDWHULDOVHWF
F ³)HUU\JKDW´  PHDQV D ODGGHU PDGH RI ZRRG EULFN VWRQH LURQ HWF WR
HQWHUZDWHUERGLHVDQGLPSOLHVWKHODQGDORQJWKHEDQNVRIZDWHUERGLHV
ZKLFKLVJHQHUDOO\XVHGE\WKHSHRSOHIRUEDWKLQJUHOLJLRXVULWXDOVDVSHU
FXVWRPDQGZDVKLQJDVZHOODVORDGLQJDQGXQORDGLQJRISHRSOHDQLPDOV
DQG FDWWOH JRRGV DQG PDWHULDOV HWF E\ ERDWIHUU\ XQGHU WKH KROG DQG
FRQWURORIWKH6WDWH*RYHUQPHQW
G  ³&LUFOH2IILFHU´ PHDQVDQRIILFHUDSSRLQWHGDVVXFKE\WKH*RYHUQPHQW
RUDQ\ RWKHURIILFHUQRWLILHGE\WKH*RYHUQPHQWWRGLVFKDUJHDQ\RUDOO
RIWKHIXQFWLRQVRID&LUFOH2IILFHUXQGHUWKLV$FW
H ³&ROOHFWRU´ PHDQVWKH&ROOHFWRURIWKH'LVWULFW
I ³&RPSHWHQW $XWKRULW\´  PHDQV DQ\  &ROOHFWRU$GGLWLRQDO &ROOHFWRU RI
WKH GLVWULFW DQG WKH ORFDO DXWKRULW\ RI WKH WKUHHWLHU 3DQFKD\DWL 5DM
,QVWLWXWLRQV DQG 8UEDQ /RFDO %RGLHV DV GHILQHG XQGHU $UWLFOH  DQG
$UWLFOH3RIWKH&RQVWLWXWLRQ
J ³&RPPLVVLRQHU´  PHDQV WKH &RPPLVVLRQHU RI WKH 5HYHQXH 'LYLVLRQ
FRQFHUQHG
K ³'LVWULFW´  PHDQV DQ\ UHYHQXH GLVWULFW QRWLILHG DV VXFK E\ WKH 6WDWH
*RYHUQPHQW
ϴ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
L ³)HUU\´  PHDQV WKH PRYHPHQW RI SHRSOH DQLPDOV DQG FDWWOH DV ZHOO DV
JRRGV PDWHULDOV HWF E\ ERDW IURP RQH JKDW RI ZDWHU ERGLHV LQ WKH
RSSRVLWHGLUHFWLRQWRWKHGHVLJQDWHGSODFHRIDQRWKHUJKDW
M ³*RYHUQPHQW´ PHDQVWKH*RYHUQPHQWRI%LKDU
N ³/RFDO$XWKRULW\´ LQFOXGHVWKHFRQFHUQHGUXUDOERGLHVXQGHUWKHWKUHH
WLHU3DQFKD\DW5DM ,QVWLWXWLRQDQGXUEDQERGLHVFRQVWLWXWHGUHVSHFWLYHO\
E\ WKH UG DQG WK $PHQGPHQWV RI WKH &RQVWLWXWLRQ RI ,QGLD DQG
3DQFKD\DWV DV GHILQHG LQ $UWLFOH  RI WKH &RQVWLWXWLRQ DQG
0XQLFLSDOLWLHVDVGHILQHGLQ$UWLFOH3
O ³1RWLILFDWLRQ´ PHDQVDQRWLILFDWLRQSXEOLVKHGLQWKH2IILFLDO*D]HWWHRI
WKH 6WDWH *RYHUQPHQW DQG WKH H[SUHVVLRQ ³QRWLILHG´ VKDOO EH FRQVWUXHG
DFFRUGLQJO\
P 3UHVFULEHG PHDQVSUHVFULEHGE\UXOHVPDGHXQGHUWKLV$FW
Q ³3ULYDWH)HUU\JKDW´ PHDQVDJKDWRWKHUWKDQDSXEOLFIHUU\JKDW
R ³6HWWOHPHQW <HDU´  PHDQV WKH ILQDQFLDO \HDU IRU ZKLFK VHWWOHPHQW IRU
JKDWVLVPDGH
S ³:DWHU%RGLHV´  PHDQV ULYHUV ODNHV SRQGV SLQHV WDQNV DKDUV ZDWHU
FKDQQHOVFDQDOVFKDXUVGDPVPDQDVHWFXQGHUWKHKROGDQGFRQWUROO
RIWKH6WDWH*RYHUQPHQW
T ³6XE'LYLVLRQDO 2IILFHU´  PHDQV D6XE'LYLVLRQDO 2IILFHU DSSRLQWHG E\
WKH *RYHUQPHQW RU D 6XE'LYLVLRQDO 0DJLVWUDWH RU DQ\ RWKHU RIILFHU
QRWLILHG E\ WKH*RYHUQPHQW WR SHUIRUP DQ\ RU DOO RI WKH IXQFWLRQV RI D
6XE'LYLVLRQDO2IILFHUXQGHUWKLV$FW
U 7UDQVSRUW 'HSDUWPHQW  PHDQV WKH 'HSDUWPHQW RI 7UDQVSRUW XQGHU WKH
*RYHUQPHQWRI%LKDU
V :DWHU 5HVRXUFHV 'HSDUWPHQW  PHDQV WKH 'HSDUWPHQW RI :DWHU
5HVRXUFHVXQGHUWKH*RYHUQPHQWRI%LKDU
W  ³5HYHQXH 2IILFHU´  PHDQV DQ RIILFHU DSSRLQWHG DV VXFK E\ WKH
*RYHUQPHQW RU DQ\ RWKHU RIILFHU QRWLILHG E\ WKH *RYHUQPHQW WR
GLVFKDUJHDQ\RUDOORIWKHIXQFWLRQVRID5HYHQXH2IILFHUXQGHUWKLV$FW
&KDSWHU,,
3XEOLF)HUU\JKDWV
 3RZHU WR GHFODUH HVWDEOLVK GHILQH DQG GLVFRQWLQXH SXEOLF IHUU\JKDWV E\ WKH
'LVWULFW &ROOHFWRU ² ,W VKDOO EH ODZIXO DQG MXGLFLRXV IRU WKH 'LVWULFW &ROOHFWRU WR GR IURP
WLPHWRWLPHWKHIROORZLQJ
 D 7R UHJLVWHU DQG GHFODUH ZKLFK IHUU\JKDW VKDOO EH GHHPHG WR EH D SXEOLF
IHUU\JKDW DQG WKH GLVWULFW FRQFHUQHG LQ ZKLFK WKH\ VKDOO EH GHHPHG WR EH
RSHUDWHGDQGORFDWHGIRUWKHSXUSRVHVRIWKLV$FW
  E 7R WDNH SRVVHVVLRQ RI D SULYDWH IHUU\JKDW DQG GHFODUH LW WR EH D SXEOLF
IHUU\JKDW
  F 7RGHFODUHWHPSRUDU\IHUU\JKDWIURPWLPHWRWLPHDVSHUQHHGLQWKHOLJKW
RIDSSOLFDWLRQUHFHLYHGIURPWKHLQWHUHVWHGSHUVRQRUJDQL]DWLRQ
  G 7RHVWDEOLVKDQHZSXEOLFIHUU\JKDWZKHUHLWLVGHHPHGQHFHVVDU\
  H 7RGHWHUPLQHWKHOLPLWVRIDQ\SXEOLFIHUU\JKDW
  I 'LYHUVLRQRIDQ\IHUU\
  J 7RGLVFRQWLQXHDQ\SXEOLFIHUU\JKDWZKLFKKHFRQVLGHUVQHFHVVDU\DQG
  K ,QFOXVLRQRIDOUHDG\RSHUDWHGDQGQRWLILHGSXEOLFIHUU\JKDWV
ϵ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
 (YHU\ VXFK UHJLVWUDWLRQ GHFODUDWLRQ HVWDEOLVKPHQW GHILQLWLRQ GLYHUVLRQ
DQGGLVFRQWLQXDQFHXQGHUVXEVHFWLRQVKDOOEHGRQHE\WKH&ROOHFWRURI
WKH GLVWULFW ZLWK SULRU DSSURYDO RI WKH FRQFHUQHG DXWKRULW\ HPSRZHUHG DV
VXFKLQWKHPDQQHUSUHVFULEHGE\WKH*RYHUQPHQWDQGVKDOOEHQRWLILHGLQ
WKH 2IILFLDO *D]HWWH DQG VKDOO EH DOVR XSORDGHG RQ WKH ZHEVLWH RI WKH
GLVWULFW
 )RUWKHVHOHFWLRQRIDQHZVLWHRID3XEOLF)HUU\JKDWDQGIRUDQ\ W\SHRI
SHUPDQHQWWHPSRUDU\FRQVWUXFWLRQDWWKHVLWHQRREMHFWLRQFOHDUDQFHVKDOO
EHREWDLQHGIURPWKH:DWHU5HVRXUFHV'HSDUWPHQWRIWKH*RYHUQPHQWDV
SHUWKHUXOHHVWDEOLVKHG
 3RZHURIVHWWOHPHQWFRQWURODQGPDQDJHPHQWRISXEOLFIHUU\JKDWV ²
 7KH SRZHU RI VHWWOHPHQW FRQWURO DQG PDQDJHPHQW RI WKH SXEOLF
IHUU\JKDWV VKDOO YHVW LQ WKH &ROOHFWRU$GGLWLRQDO &ROOHFWRU/RFDO
$XWKRULW\LQWKHPDQQHUDVSUHVFULEHGE\WKH*RYHUQPHQW
 7KHSRZHURIVHWWOHPHQWFRQWURODQGPDQDJHPHQWRILQWHUVWDWHDQGLQWHU
GLVWULFW SXEOLF IHUU\JKDWV VKDOO EH YHVWHG LQ WKH &ROOHFWRU$GGLWLRQDO
&ROOHFWRURIWKHGLVWULFWXQGHUWKHSUHVFULEHGSURFHGXUHGHOLQHDWHGE\WKH
*RYHUQPHQW
 7KHUHJLVWUDWLRQORDGFDSDFLW\WLPLQJRIRSHUDWLRQHWFRIWKHERDWXQGHU
IHUU\ VKDOO EH UHJXODWHG LQ WKH SUHVFULEHG PDQQHU DV ODLG GRZQ E\ WKH
7UDQVSRUW'HSDWPHQWRIWKH*RYHUQPHQW
 )RUWKHVDIHRSHUDWLRQRIERDWIHUULHVIHUU\JKDWJXLGHOLQHVPD\EHLVVXHG
E\ WKH *RYHUQPHQW IURP WLPH WR WLPH FRPSOLDQFH RI ZKLFK VKDOO EH
PDQGDWRU\
 3O\LQJ RSHUDWLRQ DQG FRQWURO RI ERDWIHUU\JKDW VKDOO EH LQVSHFWHG E\ DQ
RIILFHUDXWKRUL]HGE\WKH&ROOHFWRURIWKHGLVWULFWEXWQRWEHORZWKHUDQN
RIWKH5HYHQXH2IILFHU 
 ,QWKHFLUFXPVWDQFHVRIDGLVDVWHURSHUDWLRQVIURPWKH)HUU\JKDWPD\EH
GLVFRQWLQXHG RQ WKH EDVLV RI LQVWUXFWLRQV RI WKH :DWHU 5HVRXUFHV
'HSDUWPHQW
 ,QWKHHYHQWRIWKHDQ\SRVVLELOLW\RIDGYHUVHHIIHFWRQWKHULYHUHFRORJ\
HPEDQNPHQWVWUXFWXUHSURWHFWLRQRIDQWLHURVLRQZRUNIORRGSURWHFWLRQ
HWFLQWKHFRXUVHRIRSHUDWLRQRIDIHUU\JKDWWKHVHWWOHPHQWWLPHVFKHGXOH
RI RSHUDWLRQ RI WKH IHUU\JWKDW DV GHHPHG QHFHVVDU\ PD\ EH FKDQJHG RU
VWD\HGRQWKHLQVWUXFWLRQVRIWKH:DWHU5HVRXUFHV'HSDUWPHQW
&KDSWHU,,,
7ROO
 &ROOHFWLRQRI7ROO ²
 &ROOHFWLRQ RI WROO IURP SXEOLF IHUULHV VKDOO EH GRQH XQGHU WKHSUHVFULEHG
SURFHGXUHODLGGRZQE\WKH*RYHUQPHQW
 7ROO ZKHUH SXEOLF IHUU\ LV VLWXDWHG DW VXFK UDWHV DV PD\ EH IL[HG IURP
WLPHWRWLPHE\WKH&ROOHFWRURIWKHGLVWULFWZLWKWKHSULRUDSSURYDORIWKH
DXWKRULW\HPSRZHUHGE\WKH*RYHUQPHQWVKDOOEHOHYLHGRQDOOSHUVRQV
DQLPDOV DQG FDWWOH YHKLFOHV DV ZHOO DV ZLOO EH OHYLHG RQ JRRGV DQG
PDWHULDOVFURVVLQJRYHUDQ\ZDWHUERG\E\DERDWRUIHUU\EXWVKDOOQRWEH
FKDUJHGRQWKRVHHPSOR\HGDQGWUDQVPLWWHGRQSXEOLFSXUSRVH
ϭϬ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
  3URYLGHG WKDW WKH *RYHUQPHQW PD\ IURP WLPH WR WLPH GHFODUH WKDW DQ\
SHUVRQ DQLPDO DQG FDWWOH YHKLFOH RU RWKHU JRRGV DQG PDWHULDOV VKDOO EH H[HPSWHG
IURPSD\PHQWRIVXFKWROOV
 7ROO7DEOH  )RUWKHOHY\DQGFROOHFWLRQRIWROOVRIDQ\SXEOLFIHUU\JKDWVLW
VKDOO EH PDQGDWRU\ WR SXEOLVK WKH WDEOH RI WROOV LQ WKH 'LVWULFW *D]HWWH
XQGHUWKHSUHVFULEHGPDQQHUGHOLQHDWHGE\WKH*RYHUQPHQW
 7KHWDEOHRIWROOVDVWKHFDVHPD\EHWKHVHWWOHPHQWKROGHURUWKHORFDO
DXWKRULW\RUDQ\RWKHUSHUVRQDXWKRUL]HGE\RUWKH&ROOHFWRUVKDOOFOHDUO\
LQ ZULWWHQ RU SULQWHG IRUP H[KLELW VXFK WDEOH RI WROOV LQ WKH YHUQDFXODU
+LQGL ODQJXDJH SHUPDQHQWO\ QHDU WKH FRQVSLFXRXV SODFH RI SXEOLF
IHUU\JKDWKVDQGVKDOOPDNHDYDLODEOHRQWKHGHPDQGRISDVVHQJHUVDVDQG
ZKHQUHTXLUHG
&KDSWHU,9
3ULYDWH)HUULHV
  3RZHUWRPDNHUXOHVLQUHJDUGWRSULYDWHIHUULHV ²
 7KH*RYHUQPHQWPD\IURPWLPHWRWLPHPDNHUXOHVFRQVLVWHQWZLWKWKLV
$FW IRU WKH RSHUDWLRQ DQG FRQWURO RI SULYDWH IHUULHV IRU PDLQWHQDQFH RI
RUGHUDQGIRUWKHVDIHW\RISDVVHQJHUVDQGSURSHUW\
 7KH UXOHV FRQVWLWXWHG DQG QRWLILHG XQGHU VXEVHFWLRQ  VKDOO EH
SXEOLVKHGLQWKH2IILFLDO*D]HWWH
&KDSWHU9
&RQWURORI)HUU\%RDWRSHUDWLRQV
 'HWHUPLQDWLRQ DQG LPSOHPHQWDWLRQ RI UHJLVWUDWLRQ RSHUDWLRQ ORDG FDSDFLW\
DQG RWKHU VDIHW\ LQVWUXFWLRQV HWF RI WKH ERDWIHUU\ ² 7KH GHWHUPLQDWLRQ DQG
LPSOHPHQWDWLRQRIUHJLVWUDWLRQRSHUDWLRQORDGFDSDFLW\OLIHVDYLQJPLQLPXPVDIHW\GHYLFH
LQVWUXPHQWV HWF RI WKH ERDWIHUU\ XQGHU WKH SXEOLF IHUU\ DV ZHOO DV SULYDWH IHUU\ VKDOO EH
UHJXODWHG E\ WKH SURYLVLRQV RI WKH UXOHV GHOLQHDWHG E\ WKH 'HSDUWPHQW RI 7UDQVSRUW RI WKH
*RYHUQPHQWFRPSOLDQFHRIZKLFKVKDOOEHPDQGDWRU\
&KDSWHU9,
5HPLVVLRQLQWKHVHWWOHPHQWRI3XEOLF)HUU\JKDW
 5HPLVVLRQLQSXEOLFIHUU\JKDWVHWWOHPHQW ² ,QFDVHRIDQ\QDWXUDOFDODPLW\RUIRU
DQ\VXFKRWKHUUHDVRQVLIWKHUHLVDORVVLQWKHPLGRIWKHVHWWOHPHQW\HDUWKH*RYHUQPHQW
PD\ PDNH UXOHV IRU WKH UHPLVVLRQ RI WKH VHWWOHG DPRXQW IRU D WLPH SHULRG UHODWLQJ SXEOLF
IHUU\JKDWVHWWOHGXQGHUVHFWLRQ
&KDSWHU9,,
'HSRVLWDQGXWLOL]DWLRQRIUHYHQXHDFFUXHGIURP3XEOLF)HUU\JKDWV
 'HSRVLW DQG XVH RI UHYHQXH DFFUXHG IURP WKH VHWWOHPHQW RI SXEOLF IHUU\
JKDWV ² 7KHUHYHQXHDFFUXHGIURPWKHVHWWOHPHQWRISXEOLFIHUU\JKDWVVKDOOEHXWLOL]HGDQG
RXWOD\HGLQWKHPDQQHUDVSUHVFULEHGE\WKH*RYHUQPHQW
ϭϭ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
&KDSWHU9,,,
$SSHDODQG5HYLVLRQ
 $SSHDODQG5HYLVLRQUHODWLQJWRWKHVHWWOHPHQWRISXEOLFIHUU\JKDWV ²
 $SSHDO    $Q\ VHWWOHPHQW KROGHU RU D SHUVRQ DJJULHYHG E\ DQ\ W\SH RI
GLVSXWH DULVLQJ RXW RI OHDVH VHWWOHPHQW RI SXEOLF IHUU\JKDWV E\ WKH
FRPSHWHQWDXWKRULW\PD\ ILOHDQDSSHDOLQWKHFRXUW RIWKHFRQFHUQHG
6XE'LYLVLRQDO2IILFHU
   3URYLGHG WKDW LQ FDVHV RI VXFK VHWWOHPHQW LQ ZKLFK WKH
&ROOHFWRU$GGLWLRQDO &ROOHFWRU LV WKH FRPSHWHQW DXWKRULW\ VXEMHFW WR
DSSURYDODQDSSHDOVKDOOEHILOHGLQWKH&RXUWRIWKH&RPPLVVLRQHURI
WKH'LYLVLRQ
 5HYLVLRQ ²
D $UHYLVLRQSHWLWLRQLQVWLWXWHGDJDLQVWWKHRUGHUSDVVHGE\WKH6XE
'LYLVLRQDO 2IILFHU VKDOO EH ILOHG LQ WKH &RXUW RI WKH $GGLWLRQDO
&ROOHFWRU&ROOHFWRURIWKHGLVWULFW
E $ UHYLVLRQ SHWLWLRQ LQVWLWXWHG DJDLQVW WKH RUGHU SDVVHG E\ WKH
$GGLWLRQDO &ROOHFWRU&ROOHFWRU VKDOO EH ILOHG LQ WKH &RXUW RI WKH
&RPPLVVLRQHURIWKH'LYLVLRQ
F ,Q FDVHV ZKHUH DQ DSSHDO KDV EHHQ ILOHG LQ WKH &RXUW RI WKH
&RPPLVVLRQHU RI WKH 'LYLVLRQ D UHYLVLRQ SHWLWLRQ DJDLQVW WKH
RUGHU VR SDVVHG E\ WKH &RPPLVVLRQHU VKDOO EH ILOHG EHIRUH WKH
%RDUGRI5HYHQXH
&KDSWHU,;
3HQDOWLHVLQ3XEOLFDQG3ULYDWH)HUULHV
  3HQDOWLHVLQSXEOLFIHUULHVIRUEUHDFKRISURYLVLRQVRIUXOHVDQGFRQGLWLRQVRI
VHWWOHPHQWSUHVFULEHGE\WKH*RYHUQPHQW ²
 (YHU\VHWWOHPHQWKROGHURUDQ\RWKHUSHUVRQDXWKRUL]HGE\KLPLIYLRODWHV
RU QHJOHFWV WKH UXOHV DQG FRQGLWLRQV RI WKH VHWWOHPHQW SUHVFULEHG E\ WKH
*RYHUQPHQWSXQLVKPHQWILQHVKDOOEHLPSRVHGE\ WKH'LVWULFW&ROOHFWRU
RUDQ\RWKHUVXFKRIILFHUDXWKRUL]HGE\KLPLQWKHPDQQHUSUHVFULEHGDQG
ODLGGRZQE\WKH*RYHUQPHQWIURPWLPHWRWLPH
 8QGHUVXEVHFWLRQDQGVHFWLRQYLRODWLRQVRIWKHUXOHVDQGFRQGLWLRQV
ODLGGRZQDQGSUHVFULEHGE\ WKH*RYHUQPHQWIRUUHJLVWUDWLRQRSHUDWLRQ
ORDG FDSDFLW\ VDIHW\ LQVWUXFWLRQV HWF SXQLVKPHQWILQH GHPXUUDJH VKDOO
EHLPSRVHGE\WKH'LVWULFW&ROOHFWRURUDQ\RWKHUVXFKRIILFHUDXWKRUL]HG
E\ KLP XQGHU WKH SUHVFULEHG UXOHV GHOLQHDWHG E\ WKH *RYHUQPHQW IURP
WLPHWRWLPH
 8QGHU VXEVHFWLRQ  DQG  RQ EHLQJ IRXQG JXLOW\ DIWHU VXFK LQTXLU\
XQGHUWKHSUHVFULEHGPDQQHUGHOLQHDWHGE\WKH*RYHUQPHQWIURPWLPHWR
WLPHWKHFRQFHUQHGVHWWOHPHQWKROGHUSHUVRQDXWKRUL]HGE\WKHVHWWOHPHQW
KROGHU VKDOO EH SXQLVKDEOH ZLWK VLPSOH LPSULVRQPHQW IRU  WKUHH
PRQWKVRUDPD[LPXPILQHRIILIW\WKRXVDQGRUFDQFHOODWLRQRI
VHWWOHPHQWRUDOORIWKHDERYHSXQLVKPHQWVFDQEHLPSRVHG
 3HQDOW\RQIDXOWRISDVVHQJHUVLQSXEOLFIHUU\ ² ,IDQ\SHUVRQFURVVLQJRYHUD
SXEOLFIHUU\YLRODWHVRUQHJOHFWVWKHUXOHVODLGGRZQE\WKH*RYHUQPHQWIRUWKHPDQDJHPHQW
DQG RSHUDWLRQ RI WKH SXEOLF IHUU\ WKHQ RQ EHLQJ IRXQG JXLOW\ DIWHU VXFK LQTXLU\ XQGHU WKH
SUHVFULEHGPDQQHUGHOLQHDWHGE\WKH*RYHUQPHQWIURPWLPHWRWLPHRQHPRQWKVLPSOH
ϭϮ ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
LPSULVRQPHQWRUDPD[LPXPILQHRIILYHWKRXVDQGRUERWKWKHDERYHSHQDOWLHVFDQ
EHLPSRVHGE\WKH&ROOHFWRURIWKHGLVWULFWRUE\DQ\RWKHUVXFKRIILFHUDXWKRUL]HGE\KLP
 $SSHDOWRWKH&RPPLVVLRQHU ²
 $Q\SHUVRQDJJULHYHGE\WKHRUGHUSDVVHGE\WKHVXFKRIILFHUVDXWKRUL]HG
E\ WKH&ROOHFWRU RI WKH GLVWULFW XQGHU VHFWLRQ  DQG  PD\ ZLWKLQ 
WKLUW\GD\VIURPWKHGDWHRIWKHRUGHUILOHDQDSSHDOWRWKH&ROOHFWRURI
WKHGLVWULFW
 $Q\SHUVRQDJJULHYHGE\WKHRUGHUSDVVHGE\WKH&ROOHFWRURIWKHGLVWULFW
XQGHU VXEVHFWLRQ PD\ ILOH DQ DSSHDO WR WKH &RPPLVVLRQHU RI WKH
'LYLVLRQZLWKLQWKLUW\GD\V
&KDSWHU;
0LVFHOODQHRXV
 6WDPS GXW\ DQG IHHV ² ,Q FDVH RI VHWWOHPHQW E\ SXEOLF DXFWLRQ DV SURYLGHG LQ
VHFWLRQWKHVWDPSGXW\DQGUHJLVWUDWLRQIHHVKDOOEHOHYLHGLQVXFKDJUHHPHQW
 5HFRYHU\RIRXWVWDQGLQJVHWWOHPHQWDPRXQW ² $FWLRQIRUUHFRYHU\RIDQ\NLQG
RIDUUHDUVLQWKHVHWWOHPHQWRISXEOLFIHUU\JKDWVZLOOEHWDNHQXQGHUWKHUHOHYDQWSURYLVLRQV
RIWKH3XEOLF'HPDQG5HFRYHU\XQGHUWKHSURFHGXUHSUHVFULEHGE\WKHJRYHUQPHQW
 8SNHHSRIOLVWRISXEOLFIHUU\JKDWV ²
 (YHU\ &LUFOH 2IILFHU VKDOO PDLQWDLQ D OLVW RI SXEOLF IHUU\JKDWV ORFDWHG
ZLWKLQ WKHMXULVGLFWLRQ RI WKH&LUFOH ZLWK WKH GHWDLOV RIUHYHQXH YLOODJH
ZDUG WKDQD QXPEHU NKHVUD QXPEHU HWF LQ WKH UHJLVWHU VSHFLDOO\
GHVLJQDWHGIRUWKLVSXUSRVH
7KH &ROOHFWRU RI WKH GLVWULFW VKDOO DOVR PDLQWDLQ WKH OLVW RI SXEOLF
IHUU\JKDWV ORFDWHG LQ WKH GLVWULFW LQ VXFK PDQQHU DV GHVFULEHG LQ VXE
VHFWLRQ
7KHOLVWRISXEOLFIHUU\JKDWVZLOODOVREHSXEOLVKHGRQWKHZHEVLWHRIWKH
*RYHUQPHQW
 &KDQJHRISXUSRVHQRWWREHDOORZHG ²
 1RFKDQJHIURPWKHSXUSRVHRUUHODWHGSXUSRVHVE\WKHVHWWOHPHQWKROGHU
RUDQ\RWKHUSHUVRQDXWKRUL]HGVKDOOEHDOORZHGIRUZKLFKWKHODQGRIWKH
SXEOLFIHUU\JKDWVDQGIHUU\LVVDQFWLRQHG
 0DLQWHQDQFHDQGSURWHFWLRQRIWKHQDWXUHDQGHFRORJ\RIWKHZDWHUERG\
ZLWKLQWKHODQGRISXEOLFIHUU\JKDWDQGIHUU\XQGHUVXEVHFWLRQVKDOO
EHPDQGDWRU\
 3RZHURI*RYHUQPHQWWRPDNHUXOHV ²
 6XEMHFW WR WKH RWKHU SURYLVLRQV RI WKLV $FW WKH *RYHUQPHQW PD\ E\
QRWLILFDWLRQPDNHUXOHVIRUFDUU\LQJRXWWKHSURYLVLRQVRIWKLV$FW
 (YHU\UXOHDIWHUEHLQJPDGHVKDOOEHODLGEHIRUHERWKWKH+RXVHVRIWKH
%LKDU6WDWH/HJLVODWXUHDVVRRQDVSRVVLEOH
 3URWHFWLRQ RI DFWLRQ WDNHQ LQ JRRG IDLWK XQGHU WKH $FW ²  1R VXLW RU RWKHU
SURFHHGLQJV VKDOO EH LQVWLWXWHG DJDLQVW WKH *RYHUQPHQW RU LWV DXWKRULWLHV RU DQ\ RIILFHU RU
HPSOR\HH RI WKH *RYHUQPHQW IRU DQ\WKLQJ ZKLFK LV GRQH LQ JRRG IDLWK RU LQWHQGHG WR EH
GRQHXQGHUWKLV$FW
ϭϯ
ǐ –¡ȡš‚‡Š 
 \ ȡ’ȡšŽ    \ Ĥ Ȣ› 
 5HSHDODQG6DYLQJV ²
 7KH%HQJDO)HUULHV$FWLQVRIDUDVLWLVDSSOLFDEOHLQWKH6WDWHRI
%LKDULVKHUHE\DEURJDWHGDQGUHSHDOHG
 7KH SURYLVLRQV RI WKLV $FW VKDOO VXSHUVHGH DQG RYHUULGH DOO VXFK
SURYLVLRQVPDGHDQGHQDFWHGE\RWKHU'HSDUWPHQWVRIWKH*RYHUQPHQW
 6DYH DV SURYLGHG LQ WKLV $FW VXFK UHSHDO DQG DPHQGPHQW XQGHU VXE
VHFWLRQV  DQG  VKDOO QRW EH KHOG WR SUHMXGLFH RU DIIHFW WKH JHQHUDO
DSSOLFDWLRQ RI VHFWLRQ RI WKH *HQHUDO &ODXVHV $FW   RI 
ZLWKUHJDUGWRWKHHIIHFWRIUHSHDOV
5DPHVK&KDQG0DOYL\D
6HFUHWDU\
ŝŚĂƌ
͕ ²²²²
\’Ȣ ¢ €    ǔ …  ȡ › ™ ˜ Ǖġ Žȡ›™ 
ǐ –¡ȡš  ”Š“ȡ Ʈ ȡšȡ Ĥ € ȡ ǔ ž  f  Ȳ ˜ Ǖǐġ @
ǐ –¡ȡš‚‡Š 
\ ȡ’ȡšŽ
  
  ŒȢ Š ȣ ”Ȣ@
:HEVLWHKWWSHJD]HWWHELKQLFLQ

‹ Prev All Bihar acts Next ›


Lexace India is a legal-information & technology platform — not a law firm. It does not advertise, solicit work, or provide legal advice, and no advocate–client relationship is created. Bare-act text for general information; verify against the official source.