STATE OF UTTARANCHAL & ORS. versus KHARAK SINGH
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[2008] 12 S.C.R. 54 +- A STATE OF UTTARANCHAL & ORS. v. KHARAK SINGH (Civil Appeal No. 4531 of 2007) B AUGUST 13, 2008. [R.V. RAVEENDRAN AND P. SATHASIVAM, JJ] Service law - Departmental enquiry - Forest Guard al- legedly involved in illegal felling of trees - Enquiry conducted c by enquiry officer - Dismissal of employee by disciplinary au- thority as well as appellate authority - Quashing of by High Court - Justification of- Held: Justified since there were infir- mities in conducting the enquiry - Enquiry Officer himself in- spected areas in the forest and noted shortfall of trees, con- D ducted enquiry, held that charges were proved and recom- mended dismissal from service - He himself acted as inves- tigator, prosecutor and judge which is opposed to principles -t- of natural justice - A/so, delinquent not furnished with the re- quired documents and department's witnesses not examined E in his presence - Principles to be followed while conducting enquiry proceedings, culled out. The respondent was working as a temporary forest guard. He was charge sheeted for his involvement in the illegal cutting of trees. The enquiry was entrusted to the F Enquiry Officer who submitted his report. On basis thereof, the Divisional Forest Officer dismissed the respondent. The }- Conservator of Forest upheld the order. However, the High Court quashed the order of the Divisional Forest Officer as also the Conservator of Forest. It directed the appel- G lants to re-instate the respondent in service with all conse- quential benefits. Hence the present appeal. Dismissing the appeal, the Court ~ HELD: 1 From the decisions of this Court the follow- H 54 STATE OF UTTARANCHAL & ORS. v. 55 KHARAK SINGH ---1 Β· ing principles would emerge as to how enquiry is to be A conducted and which procedures are to be followed: i) The enquiries must be conducted bona fide and care must be taken to see that the enquiries do not be- come empty formalities. ii) If an officer is a witness to any of the incidents which is the subject matter of the enquiry or if the enquiry was initiated on a report of an officer, then in all fairness B he should not be the Enquiry Officer. If the said position becomes known after the appointment of the Enquiry Of- c ficer, during the enquiry, steps should be taken to see that the task of holding an enquiry is assigned to some otherΒ· officer. iii) In an enquiry, the employer/department should take steps first to lead evidence against the workman/de- D Hnquent charged, give an opportunity to him to cross-ex- amine the witnesses of the employer. Only thereafter, the workman/delinquent be asked whether he wants to lead any evidence and asked to give any explanation about the evidence led against him. E iv) On receipt of the enquiry report, before proceeding further, it is incumbent on the part of the disciplinary/pun- ishing authority to supply a copy of the enquiry report and all connected materials relied on by the enquiry officer to enable him to offer his views, if any. [Para 11] [64,B-G] F Associated Cement Co. Ltd. vs. The Workmen and Anr. (1964) 3 SCR 652; Managing Director, ECIL, Hyderabad and Others vs. B. Karunakar and Others (1993) 4 SCC 727; Radhey Shyam Gupta vs. UP State Agro Industries Corpora- G tion Ltd. and Another (1999) 2 SCC 21; Syndicate Bank and Others vs. Venkatesh Gururao Kurati (2006) 3 SCC 150; A.N.D'Silva vs. Union of India, (1962) Supp 1 SCR 968 - re- lied on. 2.1 In the instant case, it is clear that the Enquiry Of- H 56 SUPREME COURT REPORTS Β· [2008] 12 S.C.R. A ficer himself has acted as the Investigator, Prosecutor and +-. Judge. Such a procedure is opposed to principles of natu- ral justice. Though a detailed explanation was submitted controverting the charges levelled against the delinquent, no enquiry was ever conducted in terms of the stated prin- B ciples. On the other hand, as is clear from the materials, the officer who inspected and noted the shortfall of trees, himself conducted the enquiry, arrived at a conclusion .,._. holding the charges proved and also strongly recom- mended severe punishment of dismissal from service. r- c The entire action and the course adopted by the enquiry F: officer cannot be accepted and is contrary to the well- . known principles. [Paras 12 and 13] [65,F,D; 66,D] 2.2 Though there is no specific bar in offering views by the enquiry officer, in the case on hand, the enquiry of- D
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