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BANK OF INDIA & ORS. versus PANKAJ SRIVASTAVA

Citation: [2024] 5 S.C.R. 1305 · Decided: 30-04-2024 · Supreme Court of India · Bench: J.K. MAHESHWARI, SANJAY KAROL · Disposal: Dismissed

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Judgment (excerpt)

[2024] 5 S.C.R. 1305 : 2024 INSC 538
Bank of India & Ors.  
v. 
Pankaj Srivastava
(Civil Appeal No. 6837 of 2023)
30 April 2024
[J.K. Maheshwari and Sanjay Karol, JJ.]
Issue for Consideration
Whether there is relevant material on record that could be 
construed as contemplation of the disciplinary proceedings against 
the deceased employee which would prima facie result in award 
of major penalty, and thereby bar the Respondent’s claim for 
compassionate appointment.
Headnotes†
Compassionate Appointment – No relevant material to 
contemplate that the initiation of disciplinary proceedings 
would lead to prima facie award of major penalty prior to the 
death of the deceased employee:
Held: 1. Upon reviewing Clause 10(iv) of the Scheme prevalent 
for for grant of compassionate appointment vide Branch Circular 
No. 92/64 dated 17.03.1999 and the amended directions from 
the bank’s Board Meeting on 20.06.2002, it is clear that even 
if disciplinary proceedings against an employee were pending 
or under contemplation at the time of their death, which 
could prima facie lead to a major penalty, the dependents of 
the deceased employee are still not entirely excluded from  
consideration for compassionate grounds and it was subject to 
government approval. [Paras 6, 8, 9]
2. The court further noticed that the deceased employee was 
not placed under suspension, initiation, or contemplation 
of the disciplinary proceedings before his death and the 
chargesheet was also not issued. It is merely said that the 
chargesheet was under preparation. Therefore, in absence 
of any relevant material disclosed it cannot be presumed to 
be case of prima facie award of major penalty on account of 
contemplation of disciplinary proceedings. Claim for appointment of  
Respondent on compassionate ground directed to be considered 
by the Petitioner. [Paras 9, 10]
1306
[2024] 5 S.C.R.
Digital Supreme Court Reports
Case Law Cited
State of Himachal Pradesh and Anr. v. Shashi Kumar [2019] 2 
SCR 432 : (2019) 3 SCC 653 – referred to.
List of Acts
Constitution of India.
List of Keywords
Service Law; Disciplinary proceedings; Compassionate Appointment.
Case Arising From
CIVIL  APPELLATE JURISDICTION: Civil Appeal No. 6837 of 2023
From the Judgment and Order dated 26.05.2022 of the High Court of 
Judicature at Allahabad, Lucknow Bench in SPLAD No. 42 of 2022
Appearances for Parties
Rajesh Kumar Gautam, Anant Gautam, Samir Mudgil, Dinesh Sharma, 
Ms. Shivani Sagar, R. P. Daida, Advs. for the Appellants.
Ardhendumauli Kumar Prasad, Sr. Adv., Rohit K. Singh, Pritam 
Bishwas, Prakhar Srivastava, Ms. Ananya Sahu, Advs. for the 
Respondent.
Judgment / Order of the Supreme Court
Order
1.	
Being aggrieved by the judgment of Single Bench, allowing the writ 
petition of the respondent and directing the bank to consider his claim 
for appointment on compassionate ground; confirmed in appeal by 
the Division Bench, this appeal has been preferred. 
2.	
The facts in shorn are, the respondent filed a writ petition seeking 
directions to consider his case being eligible and grant compassionate 
appointment on the post of Clerk with immediate effect on account 
of death of his father during course of employment. Prayer was also 
made to quash the order dated 20.06.2002 issued by the bank. 
3.	
In the short counter-affidavit filed by the bank, the scheme prevalent 
for grant of compassionate appointment vide Branch Circular No. 
92/64 dated 17.03.1999 was referred, in particular, Clause 10(iv) 
thereof. Further reference was made regarding revised guidelines 
[2024] 5 S.C.R. 
1307
Bank of India & Ors. v. Pankaj Srivastava
vide letter No. 18/80/97-IR dated 19.02.2002 delegating the authority 
to the bank for appointment of dependents of deceased employee 
on compassionate ground relating to cases involving major penalty 
and not required to be referred to Government of India for clearance. 
Apropos the letter dated 20.06.2002 issued by Bank of India in Board 
Meeting, indicates that the Executive Director of the Bank is directed 
not to consider those cases which involve award/consideration/
contemplation of major penalty to employees on account of fraud/
forgery/misappropriation or due to any vigilance angle/negligence. 
The bank had also filed a supplementary affidavit before the writ 
Court which was also placed on record. 
4.	
Learned Single Bench proceeded on the premise that as per the 
contents of the supplementary affidavit, no charge sheet was served 
upon p

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